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Click here or scroll down to respond to this candidateCandidate's Name
PHONE NUMBER AVAILABLE EMAIL AVAILABLEKEY COMPETENCIESHighly self- motivated individual with over 15 years of banking /financial experience. Proven ability to lead analyze, strategize, and execute project milestones to archive targeted cost. Agile and adaptable in learning new concepts and skill sets. Bilingual (English and Spanish) with exceptional communication skills both verbal and written.SKILL SUMMARYAML Compliance and Investigation Knowledge of Banks Secrecy ActOFAC Processing and Lists Updates US Patriot ActRisk and Controls Assessments SAR ReportingFraud Analysis & Research Strong attention to detailTransaction monitoring Advanced Analytical skillsData Mining/reconciliations Strong interpersonal skillsPROFESSIONAL EXPERIENCECITI GROUPSenior Compliance ICRM Sanctions OFAC Compliance L-3 Investigations June 2022 - Present-Review, investigate and provide the final disposition of potential sanctions-related concerns that occur in account, relationship, securities holding, or transactions.-Provide advice and guidance to key stakeholders regionally and globally, on OFAC sanctions regulations and related Citi policies and procedures.-Prepare and support all OFAC required reporting (e.g., OFAC Blocked and Rejected transactions, Annual Reporting of Blocked Property, reporting pursuant to general or specific licenses, as required).-Plays a forward-looking role that anticipates issues or interprets expectations derived from OFAC enforcement and other sources of regulatory expectations.-Appropriately assess risk, demonstrating consideration for the firm's reputation.CITI GROUPIndependent Compliance Risk Management- Compliance Analyst. Sept 2020 June 2022-Development and enhancement of processes and procedures to ensure adequate controls are in place in compliance with Sanctions Screening Policy, regulatory and legal local requirements.-Develop strategy to understand the root cause analysis of issues involving fraud risk at the Firm.-Provide guidance and coordinate implementation of current and new local screening and list loading for Global Interdict and Citi Screening systems.-Identifying and applying appropriate compliance monitoring procedures and tests.-Monitoring adherence to Citis Global Sanctions Policy and relevant procedures; staying current on key Sanctions regulatory changes, key enforcement actions and related industry trends.-Test and identify improvements for project enhancements.-Coordinate escalation and remediation of any significant control issues for ICRM-Produce critical and time-sensitive deliverables for ICRM.CITI GROUPAML/Compliance Investigations Analyst (Global Sanctions Operations) Oct 2013- Sept 2020-Global screening operations defines global processes in line with Citis Sanction screening activities across Citi and identifies opportunities across all Citis Key focus areas that include:-Analyzing and processing alerts investigation on customers who match with OFAC, SDN, SPFS, PEPS and Negative Media lists during the account opening and maintenance processes.-Conduct searches, gathering data and recording evidence from internal systems, commercial databases and inquiry with business or Compliance contacts within the organization.-Conducting enhanced due diligence investigations in support of policies and procedures.-Work Closely with Anti-Bribery and Corruption compliance team, AML Advisory and Business Compliance teams.-Conduct Swift Code verification and research for International Businesses.-Account, Trade and Securities screening.GTE FINANCIAL Sept 2012 Aug 2013-Fraud Investigations analyst:-Investigated and processed fraud claims under federal regulations guidelines. Conduct background checks, legal and public records. Transaction monitoring.-Supported internal customers as needed regarding fraudulent and/or suspicious activity through phone queue and email channels.-Analyzed different loss prevention strategies for atm, ach, web, mobile, and check transactions.-Gathered and reviewed information regarding investigations, interviews, and evidence.-Performed interviews, took recorded statements, created detailed narratives and filed suspicious activity report (SAR).-Prepared fraud cases for law enforcement and other entities and filed cases with approval from the Fraud & Risk Manager.-Supported the Fraud & Risk team in fraud detection, examination, and prevention in the areas of check kitting, identity theft, online and mobile banking fraud, credit and debit card fraud, loan fraud, employee fraud, and forensic intelligence gathering.-FIS GLOBAL- Fidelity Information Services Sept 2011 Aug 2012-Fraud / Disputes Chargebacks investigations: Fraud Analyst-Reviewed fraud transactions, gathered data and process fraud and disputes claims.-Supported the Fraud Prevention team by reviewing potential fraudulent transactions.-PSCU Financial Services July 1997 Jan 2011-Product Control Files / Transaction Level Programing Analyst-Processing, programing, and testing of new promotional rates set up on credit card programs for our Credit Unions clients.-Lending department Team lead in charge of 13 analysts.-Quality Assurance Team lead for the Customer service department, ensuring call quality and procedures followed.-Customer Service Analyst- Processing inbound customer service calls for Visa and MasterCard regarding balance, payment information, and fraud / disputes inquiries.--EDUCATION:-Miami Dade College. Major in Business, attended 1993-1995.-CFE certification in progress. |
