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Click here or scroll down to respond to this candidateUzoma OparaPHONE NUMBER AVAILABLE EMAIL AVAILABLE Gainesville, VASummarySeasoned AML/KYC Investigation Analyst with over five years of experience in AML projects, Enhanced Due Diligence (EDD) research, KYC remediation, investigations, SAR writing, and risk mitigation within the banking and financial services sector. Proficient in detecting potential money laundering activities, conducting name and adverse media screening, and utilizing various investigative tools. Exceptional attention to detail and strong communication skills. Proficient in Actimize, LexisNexis, Excel, OFAC lists, RDC, and multiple proprietary software systems.Business Skills: AML Investigations, BSA, CDD/EDD, OFAC, USA PATRIOT Act, SAR Filing, Financial Crime, Regulatory Compliance, Transaction Monitoring, Risk Assessment, Financial Analysis, KYC Remediation, Fraud Detection, Quality Control, Interpersonal Skills, Critical Thinking/Problem-Solving, Attention to DetailComputer Skills: Actimize, Excel (V-LookUp, Pivot Tables), Lexis Nexus, CLEAR, Refinitiv,DDIQ, RDC, C-LINK, Looker, ECRR, Account Review Modernization (ARM, Interpersonal,3D/Workflow, Databases SAS, Global Link, TranslateNowProfessional ExperienceIBM - Aston Carter RemoteMorgan Stanley Project: AML EDD AnalystJanuary 2023 PresentPerform in-depth investigations and reviews of high-risk clients and transactions to ensure compliance with anti-money laundering (AML), Bank Secrecy Act (BSA), and other financial regulations.Review alerts generated by Transaction Monitoring Systems (TMS) such as Actimize and Verafin to identify suspicious activity.Analyze and review complex customer profiles, including Politically Exposed Persons (PEPs), high-net-worth individuals, and businesses in high-risk industries or geographies.Use screening tools (e.g., Refinitiv, CLEAR, RDC, C-LINK, DDIQ) and open-source intelligence (public records, databases) to gather relevant information on clients and counterparties.Identify red flags and patterns indicative of potential money laundering, terrorist financing, or other financial crimes.Analyze suspicious activities, fraudulent transactions, and money laundering patterns using Excel functions such as V-LookUps and Pivot Tables for data insights.Conduct quality reviews of investigative work performed by other team members and provide constructive feedback to improve processes.Ability to work independently and collaboratively with cross-functional teams.Conduct investigations into suspicious activity and file Suspicious Activity Reports (SARs) with appropriate regulatory agencies when necessary.Stay current on regulatory changes related to the Bank Secrecy Act, Anti-Money Laundering (AML), and sanctions requirements, such as those from OFAC (Office of Foreign Assets Control).Coinbase Inc Project: BSA/AML AnalystNovember 2021 January 2023Monitored daily cryptocurrency transactions using blockchain analytics tools to detect suspicious activity, including large or unusual transactions, wire transfers, and account activity patterns.Review and investigate alerts generated by the Transaction Monitoring System (TMS) and escalate cases with potential risks of money laundering or other financial crimes.Assisted in maintaining and updating the BSA/AML policies and procedures by evolving regulations and best practices.Conduct Enhanced Due Diligence (EDD) on high-risk customers, including Politically Exposed Persons (PEPs) and users in high-risk jurisdictions or industries.Performed Know Your Customer (KYC) and Customer Identification Program (CIP) processes to ensure compliance with customer onboarding and verification requirements.Researched and assessed risks associated with individuals and countries under international sanctions.Collaborated with internal departments such as Risk, Legal, and Compliance to resolve BSA/AML issues and ensure compliance.Assisted with internal and external audits and regulatory examinations related to BSA/AML compliance.Provided training to employees on BSA/AML compliance, ensuring staff are up to date on current regulations and best practices.Developed expertise in crypto-related entities and emerging regulatory requirements.GoHealth Urgent Care New York, NYKYC Compliance AnalystSeptember 2016 November 2020Hired, trained, and led a team of six employees, collaborating with the risk managementteam.Conducted compliance reviews and assessments to ensure adherence to regulatoryguidelines.Investigate compliance issues, complaints, or breaches, and report findings to the compliance leadership team.Track and report key compliance metrics to ensure transparency and support continuous improvement efforts.Provided data visualization reports and presentations to senior leadership, driving informed decision-making.Conduct internal audits and risk assessments to identify potential areas of non-compliance and provide corrective action plans.Managed workload to meet production goals and project deliverables.Analyzed suspicious account activities and documented case findings according toregulatory guidelines.Collaborated with stakeholders to resolve business issues and presented effectivesolutions.Escalated findings for further review and proposed solutions to enhance customersatisfaction.EducationMaster of Public Administration (MPA)Long Island University / Brookville, NYGraduation Year: 2018Bachelor of Science in Health ScienceStony Brook University / Stony Brook, NYGraduation Year: 2010 |
