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Title Wealth Management Information Technology
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Tel: PHONE NUMBER AVAILABLEEmail: EMAIL AVAILABLEOBJECTIVE: A position where I be able to utilize my Business, IT and Management skills.SUMMARY: Experience: Recent 20+ Years in Financial/ IT industry internationally and domestically Business Exposure:-Investment Banking (Treasury,Global Market Trading)-Global Wealth Management and Private Banking-SME and Retail Banking-Insurance-IT consultancy-Government Information Technology Exposure:-IT Architecture and IT solution Pre & Post Sales-Business Process and Architect-Business Analysis and Project Management-Data & BI Analysis and Management-Production Management and SupportBUSINESS EXPOSURE:Investment Banking:-Front,Middle to Back Trading Life Cycle work flow. Global Market Trading STP analysis. Front to Back System Support.Treasury/Securities Brokerage Trade Operation. Capital market and OTC Market Desk Products involvements ( OTC FX,Fixed Income,Equities,Money Market,Derivatives,IRD,Forward Outright,Swap,Exotic Option,FRA,Repo..).Credit Trading,Cash Management.Cash Flow Analysis.-Risk Management with exposures in Credit Risk, Market Risk and operational risk. JP Morgan Risk metric, Value at Risk. Sensitivity Analysis. Fraud Analysis. Hedge Equivalences. Stress Testing. Monte Carlo Simulation. Credit Derivatives. ALLL(CECL).-Back Office Operation in Trading Life cycle analysis and Payment. Confirmation processing. Confirmation matching. Settlement and payment processing. Settlement Queue Monitor, Deal Reconciliation, RTGS. Fedwire. Abrigo WirePro. ACH. Swift. FIX. Continues Link Settlement (CLS). Clearing pool.CHIPS.MEPS.Global Wealth Management & Private Banking:-Private banking trading and transaction STP analysis. Business support on the clients inquires of their investment portfolio for wealth managers.-IT projects related to the development and support of wealth management business on the platforms for Mutual Fund(Unit Trust), Securities brokerage,Stock Purchasing,FX,IPO,Portfolio management, Structure products,Option Pricing and Margin Leverage tracker.-Experiences in devise wealth management programs for potential clients. Asses financial position for potential clients and provide recommendation on wealth management products for clients. KYC analysisSME and Retail Banking:-Relationship and KYC Management, Core Banking Products(SAV,DDA,Loan,Lease,Investments,etc)- Retail Banking Systems (CRM,Teller,TRB,Advice,Online Banking,GL,ATM)-Retail Banking operations,work-flow and compliance-Cross Departmental interaction on various business transformation and operational efficiency initiative. Business departments including BSA(AML),Risk Management,Loan operation,Branch Operation Administration,Treasury operation and Management,etcLife and Health Insurance:-Solicitation of Insurance products with cold call and Canvassing.-Insurance Sales work flow and Perform KYC analysis to market insurance products.-Devised Marketing plans. Developed customer base and improve customer relationship. Write marketing scripts and perform presentation on core insurance products.Compliance and Audit:-SOX.ALLL.CECL.BSA(AML).Frank Dodd. CCPA.Basel.FDII.BSA.FINRAs Bluesheet. LTID.OATS.LOPR.-Familiarity and working knowledge on various in country policies from different regulatory bodies including SEC,FINRA,FDIC,OFAC,MAS(Monetary Authority Singapore), HKSFC,PBRC(China Banking Regulator)-Involved in various RegTech initiatives to full-fill compliance requirementsIT Consultancy and Solutioning:-Tender life cycle. Solution Pricing. RFI. RFP.POC.Tender Proposal and Clarification.Vendor & Supplier Management. SI(System Integration), Pre and Post sales support,relationship management.- Architect on various Industries IT Product Solution (Financial, Government, Health-care..) and perform presentation to prospective.Client Technical and Business support-TCO and P&L AnalysisTECHNICAL EXPERIENCES:-Architect: Solution/System Architecture.Application Architecture. Infrastructure Architecture. Data Architecture. SOA.TOGAF 9.1. Security Design. Process design. Solution design and Pricing. System Integration.IT Road map Strategic planning.-Specialized System/Application Analysis and Support: ION Wall Street treasury and Trading STP Suite. Kondor+ Platform. SunGuard Treasury Collateral Management System (TCMS). Citibank MEMFIS Investment Suite (Security Brokerage, Equity Trading,Option Pricer,Mutual Fund,Fixed Income), Ntier Securities Compliance Workbench. Microsoft Dynamic CRM. Fiserv Premier and Business Analytic. Sagework Credit. Abrigo BAM+ and AML.Bloomberg. Murex.Score (GL system). Infinity Derivatives. Euclid (EuroClear). Automation,ITIL.etc.-Data & BI Analysis and Management: IBM Cognos BI.SSDT(Microsoft Data Tools). PowerBI,Aqua Data Studio and Server. CRM Dynamic.Foxtrot.Data Remediation. ETL. EISL. Data Reconciliation and validation. Reporting and Dashboard. Data warehouse.MSSQL.Oracle SQL developer. Sybase.Mysql. Python.R.Excel-Business Analysis and Project Management: PMP.SDLC Waterfall. APAL,Agile and Agile FDD. Eclipse PMP. Quality Center. JIRA.Sierra Dimension.Requirement Analysis.Gap Analysis,Quality Assurance. Technical and business documentation.-Familiarity and Working knowledge: Windows and Unix/Linux OS environment.OLAP and OLTP database.SQL.Python Anaconda environment.C#.Unix Shell scripting.ProIV..Net Framework. Java. Java FX. Java Eclipse. Intellij IDEA.Big Data Analysis. Hadoop. ServiceNow.CAREER HISTORY:Citigroup/Synechron Consulting, New York June/2023-July/2024Delivery/BA Lead/Managing ConsultantResponsibilities: High Billable for consulting works on specific client project (Citigroup), Leading a Orchestration Engine (OE) team of business and technical consultants. Utilizing JBPM for the workflow design to map on-boarding process to automate business process. Project Management/delivery and Business Analysis responsibilities on various Citi Investment track initiatives. Manage client expectation on the consulting works from the consultants. Coach, Mentor and motivates consulting team through quality and delivery. Actively engage on selling of companys technology services in the banking technology area to clients. Providing support on growth and development of consulting services for the company. Effectively building strong client relationship. Project: Act as delivery and BA lead for group wide digitization of client on-boarding initiative for the private banking division which under the wealth management umbrella of Citigroup.Covering investment track project as MACS IRA, IRA, CIM (Citi Investment Management) Fitek integration, IAA.UBS Banking Group/Wipro Consulting, New Jersey May/2021-Jun/2023Senior Delivery Manager/Principal ConsultantResponsibilities: Responsible for the delivery of various requirements from different work streams. Act as Scrum master to guide 30+ developers/SMEs on project requirements. Conduct Scrum calls to track project progress and answer queries. Perform business analysis, JIRA user story writing and project works for the banks integration team (EISL) on API development initiatives. Maintain critical master tracker of 5000+ file integrity for senior management (MD level) reporting. Perform functional data mapping and sourcing project between banks mainframe and its external partner (Broadridge) systems to facilitate the development of API. Data analysis and support on the banks data lineage project. Project: Participate in group wide WMAP project, a large transformation capital Market project by UBS. Account swing/conversion project to convert UBS Old world account to new OWA number in syncing with Broadridge conversion process. Revamp file batch process for the utilization of Mulesoft distributed platform to be in sync with Broadridge. Ontology mapping project for all domain to facilitate the development of data lineage application used by integration team as well other team. Exercise to convert excel tracker to SharePoint reporting. File merge and Pre-production release for 2000+ mainframe files.Hanmi Banking Group, Los Angeles Aug/2018-Apr/2021Application and Data Services,VP Responsibilities: Act as team lead for application and data services support across all business units within the bank. Create and enforce policies for effective application and data management. Assist in Data Governance initiatives. Responsible for several core applications administration and support. Straight through business analysis from application to data output. Formulate techniques for quality data collection to ensure adequacy,accuracy and legitimacy of data. Maintain inventory of enterprise data and perform data analysis activities(data modeling,BI,data mapping,data integration,data remediation and validation,reporting and dashboard). Manage and design reporting environment,including data source,security and meta-data. Data warehouse support and administration. Data and application specification documents, data lineage. Assess tests and implementation of new or upgrade software.Support on the strategic decision on the new systems and bank IT road-map. Project: Core Banking Customer Information (CIF) data clean up. Implementation of the bank wide CRM system.Data remediation and validation project for the CECL regulatory roll-outs on Credit Risk. LexisNexis data quality initiative. Implementation of the AML(Anti Money Laundry) application and data feeds,SSA,CCPA and Nexus government compliance requirements.BONY-Convergex Securities/Ntier Financial System, New York Oct/2016-Feb/2017Senior Application and Data Analyst/Consultant Responsibilities: Act as Ntier Financial system senior consultant for the Convergex client. Perform Data analysis and provide application support of the Convergex's data Compliance/reconciliation solution. Tasks included application support, data analysis and perform proprietary data reconciliation and compliance platform implementation, system/application monitoring and support, IT and compliance advisory. Project: Implementation of the LTID (large Option trade) compliance module upon FINRA's bluesheet requirement. OATS implementation(Order Audit Trail system) module for FIX data validation, overall data Reconciliation and validation to ensure data integrity for bluesheet submission to FINRA. Generated Compliance report from various data source upon client request.Stratech System Ltd. International Business Park, Singapore. May/2012-Apr/2016Pre Sales/IT Solution/Portfolio Architect Responsibilities: Responsible for a portfolio of architectural design projects utilizing in house product or out of box vendor products. Acting as System integrator and consultant to fulfilled clients requirement. Covering both business (Sales, Presale, Pricing) and Technical responsibilities. Overall Application, Infrastructure, Process Solution Design on Multi-Million Dollar Tenders from Initiation of Proposal, Pricing to Presentation, development, Implementation, Testing, Commissioning all the way to Maintenance and Support with team management responsibilities. Interaction with Sales team, Product team, Supplier, Customer on the solution design. Work closely with Development team. Requirement and release Management, Project Management. Solution and Projects: Overall complete design of business Analytic Hub system (BAHUB) utilizing latest technology which will positioning for the data warehouse, big data project in the future. Tasks including application, infrastructure, security, data mart design with project management involvement. Solution and Projects: Overall complete design of Medical Claim Pro ration system (MCPS) for public service department of Singapore, including application, infrastructure, security, and database design with project management. Various In house product involvements catering for global clients. These products including iFerrert (Foreign Object Detection System) and GPS PMS system, Upgrade of Online Certification of Entitlement (OCOE), Vessel Identification and Positioning System (VIPS)OCBC Banking Group. OCBC Center, Singapore Aug/2007-Jun/2008Business Production Management/Project-Team Lead Responsibilities: Technology Support and Management for group treasury, risk and operation on various Core Business applications. Perform Application and Data analysis. Project management of core STP application for group treasury, risk management and back office operation. Automation, Change and Release Management. Act as liaison between business and IT. Gather user requirements and provide Business and Technical Analysis, develop standard templates to facilitate project and support processes. Team management of 5. Delegate IT Project and Service Requests. Full project life-cycle work. Provide software estimation on business projects and customization. Perform requirement and gap analysis. Writing various project and support related documentation, Functional Specification, UAT testing. Present production support, System stream review to CIO. Strategic improvements and issue preventative actions. Process improvements. Project: Full project and business analysis life-cycle on core trading application used by group treasury for their proprietary trading and risk management operation. Upgrade of core trading engine and surrounding interfaces. Project and Business Analysis of new credit module for the credit and market risk operation. Upgrade of their collateral Management and Margin Leverage Platform.Citigroup Inc. 1 Millennium Tower, Singapore. Jun/2005-Aug/2007Business Analyst/Project Manager Responsibilities: Provide business and technology consultation on several wealth and investment applications to front end users and application architecture/design team. Product Management and enhancement on banks Securities brokerage, Mutual fund, insurance,Structure investment wealth management banking application. Perform Business Analysis and Oversee Project on MEMFIS securities brokerage, Mutual Fund investment system for global initiatives. Provide software estimation on wealth management projects and customization. Perform requirement and gap analysis. Documentation of Functional Specification. SIT certification and sign-offs, UAT testing and coordination. Interaction with various Business unit and external party on business requirement. TTT (Train The Trainer). Presentation on functional changes. Upper Management Reporting. Projects: Utilization of Software Development Life Cycle (SDLC) and Application Process Asset Library (APAL). Full project cycle responsibilities for APAC including Hong Kong,China and other countries user on the implementation of Front to Back Fixed Income Securities trading, FX trading as well as Mutual fund wealth management platform. Project risk tracking, Resource allocation. Project initiation to implementation. Coordination with in-country business group, Operation &Technology (O&T). Status reporting to upper management.ABN AMRO Bank NV. Chulia Street, Singapore. Oct/2001-May/2005Business Support Manager/System Owner Responsibilities: Carry out Business, Technology initiatives and project activities on behalf of the Investment Banking arm of ABN. Provide support and analysis for the Bank's Global Financial Market Unit. Production support of various business technologies. Perform business analysis of new requirements, Translations of business in to Technical. UAT coordination and execution of new releases. Functional Specifications, Define project initiatives and enhancements. Release Management, BCP exercise. Develop and Maintain client partnership. Liaison between different Business units, vendor management. Advances ABN AMRO's Technology Procedures and Capabilities. Manage and develop staff. Control system documentation,. Projects: SDLC and PMP. Manage Project and Perform support role throughout department. Involvement in various STP projects, including the migration of the core front office trading system to new version, migration of bank's core back office system to Version 4.0 and go live initiatives for various countries. Manage new release of Report management System STORQM. BCP documentation for all FM applications. Involved training program on bank's FM and FMO technologies to new hires and user for the supporting ability.JPMorganChase. 1CMP, New York, NY.Business Associate Jun/2000-Aug/2001 Responsibilities: Provided customer service and advice to wealth management business clients in regards to financial and investment agendas. Developed clients through cold call, referral, cold canvassing. Analyzed problem and provide a resolution. Interaction with various departments (Ex. Finance, treasury service) on different issues. Provide support to consumer and middle market unit on sales, business, and technology initiatives. Utilized in house systems to facilitate resolution to the issues and provide better support to customer.Wall Street Systems Inc (ION Trading). 30 Board street, New York, NY.Analyst Programmer/Client Support Jun/1996-Jun/2000 Responsibilities: Analyze, Develop WSS STP Risk management and trading system, Analysis of capital products, support to investment product managers on module implementation, WSS application and in-house product knowledge support, business and requirement analysis, functional analysis of client's business processes, wrote programs to improve WSS functions by utilizing available software, recording/reporting status/exceptions/issues, change management, Perform UAT, QA on every new and improved developments, staff training, technical support to sales staff, support to documentation manager on RFP inquiries. Projects: Assistant to VP of migration on system porting project from a character base WSS system to a GUI platform treasury system. Financial application analysis and user support, Perform control analysis and compliance issues, metadata maintenance, scheduling data load using autosync, run unit/integration/QA/user-acceptance tests, and validate data integrity, provide customer support for various clients such as AIG, CA, RBS, BONY either on site or through conference call.EDUCATION AND QUALIFICATIONS:Brooklyn College of New York City UniversityStudied Economic and Computer Science, Jun 1996AWARDS:Star award for Critical Business Support in ABN AmroWSS GUI Implementation award for AIGTeam award for Wall Street System project in ABN AmroREFERENCES: Excellent references will be furnished upon request.

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