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Click here or scroll down to respond to this candidateCandidate's Name
Street Address Indies Drive SJacksonville, FL Street Address
m: PHONE NUMBER AVAILABLEEMAIL AVAILABLEProfessional SummaryVision-driven change agent with career-long record of financial consulting for leading organizationsProven talent for aligning business strategy and objectives with established financial management paradigms to achieve maximum operational impacts with minimum resource expenditures. Results-focused thought leader with expertise spanning reconciliation reporting, regulatory compliance assurance, market research and analysis, risk assessment, risk management, process improvement, anti-bribery and corruption, sanctions and embargoes, anti-financial crime, anti-money laundering, cross-functional team leadership, complex problem-solving, client relationship management, and project management. Exceptionally dedicated professional with keen interpersonal, communication, and organizational skills.Career HighlightsServed as Business Continuity Coordinator for PB Trade Wires, PBTP, PBCA, and Pricing DepartmentsReduced Major Risk Incidents from 18 to 0 each month for Q1 2015Wrote, edited, and updated Key Operating Procedures for PB Wires and CLM DepartmentsGained trust and became default Prime Brokerage for leading global asset manager Och-ZiffProfessional ExperienceDeutsche Bank Securities, Jacksonville, FL, 2014 PresentASSOCIATE, CLIENT ONBOARDING, July 2016 PresentRoles: Maker/Case Manager/Researcher for Agent and Principal RelationshipsOversee KYC/AML Processes: Spearheaded Know Your Client (KYC) and Anti-Money Laundering (AML) processes, ensuring full compliance with US PATRIOT Act and regulatory standards to mitigate financial crime risks.Drive Client Onboarding & Reviews: Successfully completed new client adoptions and periodic reviews, adeptly gathering and analyzing KYC data, conducting research, and classifying clients based on risk profiles.Mitigate AML Risks: Proactively evaluated and escalated potential AML risks and operational issues, collaborating with stakeholders to achieve timely and compliant resolutions.Enhance KYC Efficiency: Streamlined KYC processes by implementing data changes and resolving review-related matters, contributing to improved efficiency and reduced onboarding time.Foster Stakeholder Collaboration: Built strong relationships with key stakeholders, facilitating understanding of responsibilities and ensuring mutually agreeable outcomes on critical issues.Expert Due Diligence: Conducted thorough KYC due diligence reviews on diverse entity types (trusts, LLCs, etc.), skillfully navigating complex AML regulations (USA PATRIOT Act, Bank Secrecy Act, OFAC).ASSOCIATE, PRIME BROKERAGE WIRES, July 2014 July 2016Accurate & Timely Transaction Processing: Processed a high volume of Prime Brokerage wire transactions, adhering to strict deadlines and internal controls to mitigate risk and ensure operational efficiency.Client Service & Issue Resolution: Provided exceptional client service, promptly addressing inquiries and resolving transaction-related issues to ensure client satisfaction.Cross-Functional Collaboration: Partnered effectively with internal teams (e.g., Margin, Cash Management) to facilitate seamless transaction processing and support broader business objectives.PHH Mortgage, Jacksonville, FL, 2010 2014PRODUCT & PRICING REPRESENTATIVEKey Achievements:Awarded Most Valuable Professional within the department.Led implementation of regulatory changes (Regulation Z, Dodd-Frank Act, CFPB, etc.).Analyzed market data from major financial institutions.MORTGAGE LOAN ORIGINATOR, October 2010 December 2011Key Achievements:Consistently surpassed sales goals.Collaborated with advisors to enhance client value.Assessed client eligibility based on mortgage guidelines.Education and CredentialsBachelor of Business Administration (B.B.A.) with Marketing Concentration, 2009Brenau UniversityAssociate of Arts (A.A.) in Business Administration, 2008Valdosta State UniversityAdditional InformationTechnical Proficiencies: Microsoft Office Suite, LexisNexis, RDC, FircoSoft, Tableau, dbCLM, Universal Work Queue, Volcker, dbCAR, WorkDay, SharePoint, and more. |
