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Click here or scroll down to respond to this candidateCandidate's Name (CAMS)EMAIL AVAILABLE PHONE NUMBER AVAILABLEPROFESSIONAL SUMMARYExcellent AML Analyst compliance offering experience in field and enterprising diligent style. Successful investigating large record sets to make accurate evaluations of structures and practices. Versed in applicable audit processes and procedures in fintech,cryptocurrencies,MSB and commercial banks. Excellent in reviewing Finacial documents and digital records. Effective at directing, monitoring and inspiring team members to complete investigations and reports in accurate and timely manner. Talented and efficient in solving complex problems, making sound decisions and assisting teammates when needed. Familiar in identifying red flags urgently and taking proper steps in documenting evidence discovered. Passionate about exceeding set target quality and ensuring high quality standards are maintained for the job. Work ExperienceAML INVESTIGATOR10/2023 - 06/2024GREENDOT CORPORATION Using SQL queries to analyze transactional data from prepaid card transactions to detect suspicious patterns or unusual activities that might indicate money laundering or other illicit activities. Conducting in-depth investigations into flagged transactions or customer accounts to determine if there are legitimate reasons behind suspicious activity alerts or if further action is needed and writing SAR and filing on BSA website accordingly. Generating reports and preparing documentation for regulatory filings and internal audit purposes based on your analysis and findings. Using SQL to extract and manipulate data for various analytical purposes related to AML activities, such as trend analysis, risk assessment, and performance metrics tracking.AML/KYC Investigator01/2022 - 03/2023WELLS FARGO BANK Reviews and analyses alerts generated by the banks electronic software, internal referrals, criminal subpoenas, negative media reports, as well as other sources, to decide as to whether such activities warrant further review. Implements and maintains continuous improvement of AML and Sanctions Program Responsible for all aspects of case assigned investigations while objectively evaluating transaction activities. Drafting a well thought out decision to file a Suspicious Activity Report (SAR) or close a case with a no SAR decision. Working jointly with managers, team leads with larger and more complex investigations. Perform Enhance Due Diligence (EDD) and screening reviews of customers both current and intending. Performs quality reviews on intermediate to complex analysis that require knowledge of Anti-Money Laundering (AML) and Know Your Customer (KYC) scheme while identifying accurate risk rating for individual/non individual accounts to highlight high risk jurisdictions, cash intensive/high risk businesses and politically exposed persons(PEP) or relatives or close associates (RCAs) Ensure Alert data has been accurately collected and documented, including but not limited to: investigations data, suspicious Activity reports (SARS) & Currency Transaction Reports (CTR), Know Your Customer (KYC) information, any relevant account and transaction data and all required information which would assist in an investigation. Reviews transactions on brokerage accounts to identify any unusual or suspicious activity. This includes transactions that are unusually large, frequent, or inconsistent with the customer's known financial profile while assessing the risk associated with each account based on transaction patterns, customer behavior, and other relevant factors. AML KYC Compliance QC/QA10/2016 - 11/2021Bank Of Idaho - ID Review AML alert/cases, seeking to mitigate risks associated to financial crimes and suspicious activities. Applying research and analytical techniques to complex information sets in order to make logical and adequately supported determinations in regard to unusual and potentially suspicious activities. Conducts periodic review on key management reporting. Oversees the production quality and improvements for AML Directors compliance reporting. Responsible for overseeing the BSA/AML and economic sanctions controls as well as implementing procedures from corporate policies and manage a team of AML Compliance professionals through engagement and motivation. Supervise the implementation of the firms Customer Identification Program (CIP) Oversee due diligence on new high-risk account relationships, including foreign accounts and business lines and validated the research and disposition of KYC Analyst. Review completion of time sensitive analysis of each instance of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions. conduct review of cryptocurrency, fiat, and peer -to-peer transfers to monitor suspicious activity related to fraud, money laundering, terrorism financing, and other financial crimes. Ensures due diligence of SARs reports submitted and making sure all due diligence is met per FINCEN guidelines and standards. Approved of SAR/NO SAR dispositions after examine cases for possible suspicious financial activities.AML/BSA Analyst07/2012 - 02/2016NBH Bank - CO Ensure AML surveillance and due diligence activities are completed and documented in accordance with firm and regulatory expectations Support the AML Compliance team, serving as an escalation point for potentially suspicious activity, transactions and BSA violations. Review suspicious activity and suspicious activity reports filed with the government Ensure compliance with regulations and controls by examining and analyzing records, reports, operating practices and documentation. Perform yearly review of bank policies and procedures to evaluate compliance with regulatory requirements and standards. Ensure low priority cases and/or cases identified as less complex by senior analyst are processed in accordance with Bank Secrecy Act, USA Patriotic Act, and regulatory guidance issued by the FDIC and FINCEN policies and procedures. Escalates and coordinates cases with law enforcement as applicable, obtains information and assistance from law enforcement agencies, peer banks and other external groups on AML and BSA violations issues. Participated in several AML/KYC related projects requiring enhance due diligence, transaction monitoring, investigations and SAR writing. Adhere to and comply with all applicable, federal and state laws, regulations and guidance, including those related to Anti-money laundering (i.e., Bank Secrecy Act, USA PATRIOT Act, etc.), as well as dithering to company policies, procedures and clients requirements.CERTIFICATIONSAnti. Money Laundry and Financial Crimes Certification (High speed Training) Certified Anti-Money Laundering Specialist (ACAMS) Professional Skills Superior attention to detail, Strong project management skills, Demonstrated leadership skills Team building, leadership, and quality control/assurance Communication skills, organizational skills and attention to detail Proven ability in providing superior client service, interpersonal, critical thinking, and active listening and communication skills (verbal and written) Proficient with actimize,SAS,accuity,Detica,verafim,ecams,FCI Macro, world check and a variety of proprietary software. Meet standards for research analysis, documentations and timelines knowledge of BSA and AML regulatory policies with the ability to apply and explain regulatory concepts Proficient in LexisNexis/ EDD/CDD and SPDD Proficient Knowledge of PEP Screening/OFAC sanction list and USA Patriot Act. |
