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Phone: PHONE NUMBER AVAILABLE Email: EMAIL AVAILABLESummaryManagement and Operations professional with 45 years of extensive experience and development of all back office and account reconciliation activities from both the long side as well as the broker dealer side of the industry.EXPERIENCEDirector of Operations, Principal January 1991 November 2014 Marvin and Palmer Associates*Manage a team responsible for the complete reconciliation of back office duties from trade entry, corporate actions, and compliance reporting and client performance measurement.*Experienced in Project Management with successful implementation and control procedures for in house Order Management System, Trade Processing and Compliance Reporting*Developed and wrote the standard operating procedures for annual SAE16 audit and internal compliance system.* Perform reporting analytics for Chief Compliance Officer and Risk officer.*Serve as a liaison for operations, finance, and technology departments to identify and resolve system issues.*Served as a member of the Board of Directors of the Marvin and Palmer Emerging Markets Fund (Dublin) overseeing the Funds Compliance reporting to the Central Bank of Ireland. Grayson Saves Foundation December 2012 - CurrentChairman Hockessin, DE*Oversee operations and management of IRS recognized 501-3c Non Profit Specifically, coordinating Marketing & Public Relations efforts to expand area of influence.*Seek business partnerships with profit and nonprofit companies to raise additional capital, expand exposure, and gain greater sustainability for Foundation.*Instrumental in raising over $25,000 in inaugural year for families effected by pediatric brain tumors.*Member of the Foundation Board of Overseers 2015-2018 Childrens Hospital of Philadelphia* Co-Chair of Board of Overseers Brain Tumor/Oncology 2015-2018 Childrens Hospital of Philadelphia* Member of the Advisory Council of Childrens Brain Tumor Tissue Consortium 2017 - Current. |