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Click here or scroll down to respond to this candidateCandidate's Name
BaigGovernance & Compliance / FundOperations AnalystEmail EMAIL AVAILABLEAddress Street Address
Phone 1 PHONE NUMBER AVAILABLESocial links, website LINKEDIN LINK AVAILABLE grcp-sgrc-2b459325/OBJECTIVEI am a certified Governance, Risk & Complianceprofessional with over 25 years of experience across diverse sectors, including aviation and investment banking. My extensive expertise encompasses regulatorycompliance with prominent international regulators such as IATA, ICAO, GDPR, and GDP, as well as key domestic regulators including SEC "Tadawul", GACA, GAC, and NCA. In my recent role at SAL (formerly Saudia Cargo), a subsidiary of Saudi Airlines, I acquired deep knowledge of ground-handling operations.Earlier, at Alkhabeer Capital, I was instrumental in transforming the firm from a startup into a leading boutique asset management company in Saudi Arabia. Over 8 years, I established the investment operations infrastructure, supporting over 300 high-net-worth clients and managing assets totaling SAR 4.5 billion. I collaborated with top audit firms such as EY, KPMG, and PWC, as well as investment firms like Goldman Sachs.At Al Guthmi, I spearheaded year-round promotions and marketing initiatives aimed at enhancing and cultivating the store's brand identity. Al Guthmi, with its 23 retail outlets across the country, specializes in furniture fabric sales.EXPERIENCEKSA ( Jeddah)Dec 2016 - Aug 2023Senior Governance & ComplianceSpecialistSaudi Airlines Cargo Co. + Saudi Logistics Services (SAL) KSA ( Jeddah)Jun 2008 - Dec 2016Senior Analyst, Fund Administration,Custody & Operations (FACO)Alkhabeer CapitalKSA, JeddahApr 2003 - May 2008Business AnalystAl GuthmiKSA, JeddahSep 1997 - Apr 2003Senior Logistics AnalystHassan Al-Karim Al-GahtaniEDUCATION2001 - 2003Master of Business Administration (MBA)Preston UniversitySKILLS LANGUAGESEnglishAdvancedArabicIntermediateUrduNativePROJECTS1. Successful implementation of GACAR 151 at all Hub Airports ( JED/RUH/DMM/MED). 2. Successful implementation of RA3 EU security regulations at RUH/JED/DMM airports. CERTIFICATIONS & COURSES1. Regulations & Security Operations (CME-1), CMA2. Certified GRC Professional (GRCP), OCEG USA3. Certified GRC Audit (GRCA), OCEG USA4. Strategic Governance, Risk Management & Compliance (SGRC), London School of Business & Finance 5. Anti-Money Laundering Certificates, Thomson Reuters 6. ULD Operations, Saudia Cargo Academy7. Third-Party Risk Management (TPRM), OCEG8. 10 Must-Have Reports for Risk, Compliance or Audit Leaders, OCEG Review all compliance-related policies, processes, and procedures for applicability and accuracy andto ensure consistency.Thoroughly review and strategically plan auditsfocusing on industry-specific risk areas, relevant laws, regulations, and guidance from governmentand international regulatory bodies.Perform investigations on code of conduct theft,breaches and/or violations of rules, regulations,policies & procedures.Develop a time-bound corrective action plan toaddress revisions of policies and procedures (P&P), updates to forms, training enhancements, and ordevelopment of new processes.Monitor the implementation of corrective actionplans across various functions within theorganization to ensure timely and effectiveresolution of identified issues.Play an active role in preparing Quarterly Reports for the Audit Committee and Bi-weekly Reportsfor management, ensuring timely andcomprehensive updates.Drive the implementation of domestic GACAR 151Certification by preparing hub airports ( JED, RUH, DMM, MED) to fully comply with GACAR 151standards, ensuring excellence across Quality,Safety, Security, Training, Facility Management,Administration, and Ground Support Equipment(GSE).Oversee and manage international regulatoryinspections, validations, and certification audits for IATA, EU RA3, GDPR.Business Operations Process Manual: Supportedin the development of the business operationsprocess manual to ensure compliance with CMAregulations and adherence to international bestpractices.Advent System Implementation: Worked withexternal consultants to implement the AdventOperations System to digitize and streamlinetransaction recording and reporting.Interdepartmental & Management reporting:Daily NAV, Unitholder, Performance, and Cashreports.Client reporting: Preparation of semi-annualinvestment performance investor reports for 300+clients.Internal & External Audit: Responding to auditorqueries and facilitating the completion of product audits.Reconciliations: Daily correspondence with banksand brokers for holdings and cash reconciliation.Regulatory reporting: Weekly, monthly,semiannual and annual reports for CMA.Transaction processing: Consolidating the tradesexecuted by product managers on a daily basis forreport generation.Team Supervision: Mentoring, training, andcoordination amongst staff for delivering the tasks.Financial Statements: Maintenance of accounts forannual/semi-annual statements preparation.Risk and Compliance Support: Analytical reportgeneration for Risk & Compliance departments.Design and execute plans for the distribution ofnew products to 28 retail stores across the GCCConducted comprehensive data analysis toidentify trends and provide valuable insights fordecision-makingManage and execute Seasonal PromotionalActivitiesInventory management and reconciliations acrossthe regionShowroom monitoring for pricing and salesmanagementEngage with top management for approvals,strategic planning, and implementation to ensurealignment with organizational goals and successful execution of sales promotionsSales forecasting based on primary marketintelligence and research Strategic planning to achieve quarterly targets Distribution of spare parts Ensure the availability of the fast-moving stock Prepare and reconcile stock inventory reports forfast-moving itemsLiaising with showrooms to handle inquiriesregarding spare parts.Present a summary of sales reports to seniormanagement at regular intervals.Pakistan Enhancement of Policies and Procedures Investigations & Compliance Reviews Handling Audits Ground Handling Operations Fund Administration & Custody AML Monitoring Reporting to Security Exchange Commission Data Analysis Logistics ManagementOutstanding performance award on successful implementation of "EU RA3 Security Certification" at all HUB Airports (RUH/JED/DMM)Certificate of appreciation on successful implementation of GACAR 151 at all HUB Airports(RUH/JED/DMM/MED) CEO Outstanding Performance Award |
