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Click here or scroll down to respond to this candidateCandidate's Name
Street Address
(201)-988-3486 EMAIL AVAILABLE https://LINKEDIN LINK AVAILABLE PROFESSIONAL EXPERIENCE06/2015-Present JEANENSIS LLC- Founder and Managing PartnerAdvise and develop strategy and business plan for Japans Office of the Prime Minister on the investment framework of the multi-billion dollar Trans Pacific Partnership addressing 12 nations on trade finance.Develop and manage $3.9 Billion US roadshow in partnership with US Department of Commerce, the US MBDA and US Congressman Meek's office for Rendeavour Africa, a 30 thousand acre urban growth and economic development centers in Kenya, Ghana, Nigeria, Zambia, and Democratic Republic of Congo.Manage and advise 3 emerging tech and Africa based firms in AI, med-tech and payments that includes venture advising on balance sheet, income statement, cash flows and performance indicators.Partner with NASDAQ, NYSE and the JPX-New York exchanges in venture development managing 30 + Series A FinTech, Cybersecurity, AI and Blockchain technology firms with aggregated capital of $300 million.Manage venture relationships and government partnerships nationally as part of a $150 million Japan Exchange Trade Organizations foreign direct investment program launching 20+ firms in 18 months to Japan.Hire and manage a team of twelve including interns in whitelisting of 12 global Blockchain/FinTech, SaaS and Artificial Intelligence firms: SpecRight, Aigo.ai, CB Insights, Squirro raising over $25 million. 04/2014-05/2015 GRANT THORNTON LLP- National Senior Manager-Financial Advisory ServicesSecured 5+ advisory contracts: Bank of America, Deutsche Bank, HSBC, Citi and Morgan Stanley valued at$15 million at fortune 25 banking and financial institutions.Developed and oversaw the national advisory service and training of FRB 2052a, Dodd Frank Act, Title VII Swaps and OTC Dealer, Volcker Rule, Supervisory Review Letters and Capital Planning of Basel II and III.Managed team of 12 directors in ensuring fortune five bank's compliance with CCAR-DFAST. 01/2013-4/2014 HSBC SECURITIES INC- Securities and Banking Compliance Officer-Vice PresidentServed as the point of contact for related trading and sales compliance issues; testing the operations of the systems and transactions against the underlying Title VII and Title IV swap requirements.Oversaw examinations of trading and sales business lines of the US Broker-Dealer and Swap Dealer including: Investment Banking, DCM, Fixed Income, FX, Commodities and OTC Derivatives products. 09/2XXX-XX-XXXX THE ROYAL BANK OF SCOTLAND- Senior Business Unit Compliance Officer (VP)Designated point of contact and subject matter expert for internal queries relating to FRB 2052a, US FED, SEC, FINRA and Regulations B, O, P, Y, W and Prudential Standards Regulations.Worked with Investment Banking, Debt Capital Markets, Syndication, Foreign Exchange structure teams in providing regulatory guidance on pricing offerings, terms sheets and deal disclosure language. 04/2010-08/2011 PricewaterhouseCoopers LLC Manager-Financial Advisory ServicesAdvised BBVA in the development of regulatory compliance inventory mitigating operation and credit risks as part of a firm wide implementation of an information technology application. 10/2008-04/2010 THE FEDERAL RESERVE BANK OF NEW YORK: Senior Compliance OfficerImplemented with 8 senior staff members the $50 billion Term Asset Backed Securities Lending Facility(TALF) Compliance Inspection Program for ABS and CMBS backed loans and leveraged financed loans.Worked with 19 primary dealers senior management presenting the TALF Assessment Report meeting US Treasury and Federal Reserve leverage lending standards. 08/2000-2008 THE FEDERAL RESERVE BANK OF NEW YORK: Bank Examiner/Risk ManagerAs Examiner-In-Charge, led an examination team of 3 risk specialists at a major Japan bank examining trade finance and internal controls ensuring compliance with Regulation K, Y and W requirements.Reviewed $200 million commercial and industry syndicated loans assessing economic capital adequacy and loan loss reserve policy meeting Shared National Credit Program requirements. MIKE MANSFIELD FELLOW/FEDERAL RESERVE- Awarded Professional Fellowship-2004-2006 The Japan Financial Service Agency-International Relations and Policy DepartmentsDeveloped supervisory review process and internal capital requirements for Basel Pillar I and II risks that were lectured to Senior Commissioners at the 4th Annual Tokyo Capital Markets Seminar. The Bank of Japan-Financial Systems, Bank Examination and International DepartmentsContributed and presented Basel II training materials at seminars on Value at Risk and Loss Data Collection processes, credit analysis and Monte Carlo Simulation methods to Japanese banks. The Tokyo Stock Exchange, Incorporated-Derivatives and Listing Departments and Trading FloorMonitored trade orders on JGB and Equity Indexes that prevented short term price volatility. Promoted triangular merger scheme to 25+ targeted firms that increased foreign equity listings. EDUCATIONTemple University, The Fox School of Business, Master of Business Administration, Finance 05/2000 Johnson C. Smith University, The Honors College, Charlotte, North Carolina Bachelor of Science Degree, Business Management: Awarded Magna Cum Laude 05/1995 Obirin University, Tokyo, Japan, Japanese Management, Finance and Economics 08/1994-07/1995 OTHER SKILLS AND MODERATOR at GLOBAL CONFERENCESAdjunct Professor, Corporate Finance and Portfolio Management-Graduate Level- NJIT (now) Member, The U.S. White House Business Council/Business Forward Member and Nakasone Scholar, The Aspen Institute Socrates Program Mike and Maureen Mansfield Fellow: Governments of Japan and United States FinTech TV Digital Assets Contributor on the Floor of NYSE Hedgeweek ESG and Digital Asset Investment Summit Moderator and Curator for 150+ Fund Managers Award-Winning- Globally Local FinTech, AI Blockchain Conference- Curator and Co-Sponsor Women Leaders in Blockchain, New York City 2018- Curator and Co-Sponsor Proficient in Japanese (Reading, Speaking, Writing) |
