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Click here or scroll down to respond to this candidateCandidate's Name
Winter Haven, FL PHONE NUMBER AVAILABLE EMAIL AVAILABLE, LINKEDIN LINK AVAILABLEPROFESSIONAL SUMMARYSelf motivated financial professional with over 7 years proven experience in due diligence prowess and financial Regulatory compliance, BSA, AML,KYC,EDD,CDD and OFAC. Demonstrates exceptional communication and interpersonal skills with demonstrated ability to develop and maintain outstanding client relationships.Prudent in producing needed reports showing account relationships are compliance with the banks Customer Identification Verification Program (CIP) and Ultimate Beneficial Owner. Also Suspicious Activity Reports (SARs). Monitored AML/BSA movement for related industry practices, and evaluated transactions for possible Fraud, Money laundering and Terrorist Financing activities within AML framework stipulated by law along with reviewing negative feeds of OFAC/Watch List/PEP alerts generated systematically and manually.CERTIFICATIONS01/2023 - 08/2023 Certified AML Alison USA01/2023 - 06/2023 - Certified Scrum Master - Winter Haven, FLWORK HISTORYKPMG (Bank of America) Orlando - AML/KYC Investigator 01/2024 04/2024Document and report case review/investigation findings and prepare case files for review (e.g. media search results, copies of statement/checks, result from internal sources etc.)Investigate alerts generated by internal system to assist in identifying unusual transaction patterns and prepare required reports including Suspicious Activity Reports (SARs), following regulations and time limitations. And recommend relationship retention or termination based on SARs preparedConduct document verification using third parties applications/software. I also ensure customers are boarded in line with the regulatory policies that guides on boarding by verifying their means of identifications, nature of business and address.Perform name and account research based on lists and reports provided through established resources to determine if evidence of money laundering activities exists.Prepare and file Suspicious Activity Reports ("SAR") for accounts which have been identified to have carried out possible structuring and taking appropriate steps to stop future occurrence and file No Further Action Report (NFA) for accounts which have been identified to have not carried out any form of suspicious activity.Maintain a current understanding and knowledge of AML, KYC, Due Diligence, and financing issues, policies, and procedures.Apply the U.S. Patriot Act, Bank Secrecy Act, AML and OFAC laws as a guideline for carrying out investigations on individual and company accounts.Wal-Mart (Winter Haven)- Money Service- 09/2023- 01/2024Performing Western union and money grant transfers in line with the AML/KYC guides. Carrying money order transfers and payout all legal third party checks.Educating the unit on Anti money Laundry guides with the aid of my experience in AML field.Maintain a current understanding and knowledge of AML and financing issues, policies, and procedures.Escalating cases that involving suspicious transaction.Preventing suspicious scam transactions by educating customers or turning down the transfers that are suspicious in nature.Keystone Bank Limited (Keffi, Nigeria) - KYC/Compliance Officer - 08/2019 to 05/2023Conduct document verification using third parties applications/software. I also ensure customers are boarded in line with the regulatory policies that guides on boarding by verifying their means of identifications, nature of business and address.I make sure accounts are profiled in line with their risk associated to the customer or nature of business whether low risk, medium risk or high risk and the bank risk appetite.Conduct Anti Money Laundry investigations and compliance reviews (on-boarding and maintenance) in relation to nations/regions, especially in relation to high risk customers, examine financial statements of the organization and investigating errors, inconsistency, false/exaggerated information within the documents I also collect and examine financial statements and document.Make sure the organization deals with financial transactions, maintains the required documents and records in the manner as stipulated by the law. Handled and managed a caseload of investigations, worked on cases to complete according to internal AML procedures and process.Liable for documenting and reporting the investigation findings in the case management system and prepared reports for management as required.Assessing transactions and customer relationships for money laundering activities and identified red flag issues and escalated within the AML team.First City Monument Bank (Keffi, Nigeria) - AML/KYC Compliance Officer - 03/2014 to 12/2018Perform name and account research based on lists and reports provided through established resources to determine if evidence of money laundering activities exists and evaluate transactions and customer relationships for Money laundering activities, identifying red flag issues and escalating within the AML framework for further investigation.Prepare required reports including Suspicious Activity Reports (SARs), following regulations and time limitations, make sure that decision not to file a (SARs) was properly documented and recommend relationship retention or termination based on SARs prepared.Collect and examine financial statements and documents to assist in identifying unusual transaction pattern, Provide additional support with the AML compliance organization on more complex issues, including research techniques and capabilities, as well as other solutions. Conduct investigations on questionable account activities.Prepare and file Suspicious Activity Reports ("SAR") for accounts which have been identified to have carried out possible structuring, other forms suspicious activities and file No Further Action Report (NFA) for accounts which have been identified to have not carried out any form of suspicious activity.Conduct suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. Maintain a current understanding and knowledge of AML, KYC, Due Diligence, and financing issues, policies, and procedures.Write suspicious activity reports addressing the Currency Transaction Report (CTR) alerts, sanctions alerts, and other applicable AML processes according to regulation and time limitations.EDUCATIONS12/2019 Master of Science: Statistics - Nasarawa State University Keffi, Nigeria10/2010 Bachelor of Science: Statistics - Nasarawa State University Keffi, NigeriaSKILLS/TOOLSData Analytics LexisNexis AML/KYC Analysis Actimize Suspicious Activity Report (SAR) Business Knowledge Strategic Relationship Reporting Observation Control Framework Regulatory Standard KYC Verification Scrum Master Data Validation Microsoft Application (Word, Excel, PowerPoint) Transactions Monitoring World Check. |
