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Click here or scroll down to respond to this candidateCandidate's Name
Recruiter NotesAvailability to Start: ASAPLocation: Charlotte, NCReason for Leaving Current Position: Project with Wells Fargo was under Internal Investigations & Conduct Management LOB HM Dwaine Bramwell and Cherrii Nesmith project was completed. Position with MUFG ended due to operations relocating to Florida. Position with Bank of America was part of department downsizing and candidate accepted a severance package.Prior Banking Experience: BOFA, Wells Fargo and MUFG.Qualifications:Extensive Trade Finance Experience: Successfully conducted trade investigations at MUFG Bank, focusing on over and underpricing, and ensuring the legitimacy of complex transactions, including handling Letters of Credit (LOC).Advanced Excel Proficiency: Demonstrated advanced Excel skills, including pivot tables, VLOOKUP, and data analysis, to manage and analyze large datasets, crucial for identifying risks and preparing SARs.Expert in Financial Crimes & AML: Over 10 years of experience in financial crimes investigations, including Suspicious Activity Reporting (SARs) and Anti-Money Laundering (AML) compliance, with a strong understanding of global banking regulations.Strong Analytical and Reporting Skills: Adept at producing detailed investigation reports, assessing financial crime risks, and communicating findings clearly to business partners and stakeholders, ensuring informed decision-making and risk mitigation.SKILLS.Knowledge of Anti-Money Laundering procedures and processesGlobal Business BankingKnowledge of Dodd-Frank/FINRA/FDICAML & OFAC Risk AssessmentsTrade FinanceLetters of Credit (LOC)Advanced Excel (Pivot Tables, VLOOKUP, Data Analysis, Graphing)Business Writing (Investigation Reports, Risk Communication)Regulatory IssuesSQL ExperienceCOD/ Know Your Customer (KYC) /EDDInterpersonal EffectivenessExcellent Oral & Written CommunicationsProblem Solving & Risk MitigationFinancial Crimes RiskPROFESSIONAL EXPERIENCESenior Fraud Investigations Wells Fargo Contractor October 2023 - June 2024(Contract Special Project - Internal Investigations & Conduct Management)Led investigations into high-priority fraudulent claims for two significant initiatives.Prepared and documented SARs using the EAP platform, ensuring thorough and accurate reporting.Collaborated with internal teams to manage and resolve complex conduct management cases.Provided risk assessments and made recommendations for mitigation strategies.Ensured compliance with internal policies and regulatory requirements during investigations.Trade Services Operations Investigations Analyst - MUFG Bank June 2021 - October 2023Conducted trade investigations focused on over and underpricing to ensure transaction legitimacy.Utilized advanced Excel skills, including pivot tables, VLOOKUP, and some graphing, to analyze and extract data for SAR reporting.Managed the processing of letters of credit (LOC), ensuring compliance with trade finance regulations.Reviewed and highlighted discrepancies in flagged transactions to mitigate risks.Maintained a strong working knowledge of industry trends, products, and relevant laws and regulations.Bank of America July 2014 June 2021Senior Fraud Analyst - Treasury - Bank of America April 2020 - June 2021Monitored and analyzed account activity to detect and prevent fraudulent transactions.Identified emerging fraud trends and developed strategies to mitigate associated risks.Conducted investigations into complex data compromise cases, coordinating with law enforcement as necessary.Produced detailed reports on fraudulent activities for internal and external stakeholders.Developed and implemented fraud detection strategies to reduce the bank's exposure to risk.Operations Consultant Officer/Negative News AML - Bank of America June 2017 - April 2020Conducted extensive research on negative news related to financial crimes, assessing reputational risk.Ensured compliance with AML guidelines, contributing to the development of internal policies and procedures.Reviewed customer data and made recommendations to minimize exposure or loss.Analyzed and documented material negative news, determining its impact on client relationships.Collaborated with cross-functional teams to implement risk mitigation strategies.Operations Consultant/Quality Analyst-AML - Bank of America July 2014 - June 2017Audited AML processes across various departments to ensure regulatory compliance.Provided expertise in developing and implementing AML and fraud prevention procedures.Conducted system testing and manual process mapping to enhance the accuracy of OFAC sanction screening.Tracked quality trends and identified compliance risks within Global Technology review teams.Prepared and presented reports on AML compliance, contributing to risk prevention strategies.EDUCATIONGT&O University - Bank of America - College of Technology - CybersecuritySavannah State College - Business Administration/Business Management |
