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Click here or scroll down to respond to this candidateCandidate's Name
Street Address Merikoke Avenue SouthWantagh, NY Street Address
PHONE NUMBER AVAILABLE EMAIL AVAILABLEPROFESSIONAL SUMMARYHighly motivated successful equity finance professional with 20+ years experience in front and back- office functions. Detail oriented, outgoing collaborative sales professional with a track record for driving and maintaining P&L.SKILLSProficient in Domino, NGT, Bloomberg and Global OneStrong interpersonal communication skillsQuality analytical skillsWORK HISTORY10/2021 08/2023 Marex Capital Markets North America (formerly ED&F Man Capital Markets USA) New York, NYPrime Brokerage - Vice PresidentPoint of contact for the prime brokerage platform. Addressed all trade related queries including short sale approval codes, long positions, funding rates, and settlement confirmationsResponsible for negotiating and reporting daily liquidity needs for all securities lending trading activityActively monitored long position financing rates to capture best available levels to support the prime brokerage businessWorked in an operations capacity to reconcile trade breaks, marks, failing trades, as well as setting up new securities in LoanetManaged daily margin requirements by pledging and releasing relevant available equitiesWorked closely with Treasury, Risk, and Credit to establish and maintain credit limits for new and existing counterparts06/2020 04/2021 Mizuho Securities, USA New York, NY Securities Lending - Vice PresidentEnhanced the match book on dividend related issues across Canada, Europe, South Africa and JapanCaptured all FX exposure for all dividend related pickup for European, Japanese and Canadian securities lending activityActively collaborated with outside counterparts and agent banks for all settlement related trading activity in the securities lending spacePartnered with Risk and Treasury to establish and maintain viable credit limits with key counterparts to maximize profitability for the securities lending groupResponsible for maximizing revenue on all equity long positions by lending them at profitable levelsMonitored and produced daily P&L reports for international trading booksIdentified and onboarded new clients to profitably transact with in the securities lending spaceLiaised with Credit, Risk and upper management to sign on new accounts in the lending space03/2006 03/2020 Jefferies LLC New York, NYPrime Brokerage / Securities Lending - Vice PresidentProvided color, locates, and coverage for short sale transactions for internal and prime brokerage clients across international and domestic markets on the Jefferies global platformReported, maintained and broadcasted daily balance sheet usage for the global securities lending platformManaged FX exposure for all European, Asian and Canadian dividend related pickup on all securities lending trading activityActively monitored long position financing rates to capture best available levels to support the prime brokerage businessDaily interactions with the Options trading group to reallocate ETF borrows to achieve maximum margin relief at the OCCResponsible for onboarding and setting up new securities lending counterparts. Liaised with risk, credit and upper management to ensure all trading parameters were establishedManaged the Canadian Dividend Reinvestment Plan; responsible for settlement and movement of large blocks of Canadian equities into designated custodial accounts over record dateProduced daily P&L reports for domestic and international trading booksWorked closely with upper management and treasury to manage our daily collateral needs across the securities lending platform, ensuring proper balance sheet usage 12/2000 02/2006 Paloma Securities LLC Greenwich, CT Securities Lending - Vice PresidentCreated and maintained a match book primarily in hard to borrow Japanese and European securitiesMonitored daily cash and non-cash balance sheet usage for the global securities lending platformProvided borrow supply for Japanese swap positionsBorrowed low dividend European equities to support our U.S. and U.K. match book effort EDUCATION06/1997 MBA: Finance St. Johns University New York, NY 05/1995 BS: Business Administration Manhattan College The Bronx, NY CERTIFICATIONSFINRA (Financial Industry Regulatory Authority) Series 55, Series 63, Series 7 |
