| | | 20,000+ Fresh Resumes Monthly | |
|
|
| |
Click here or scroll down to respond to this candidateCandidate's Name
Street Address Spicebush LoopApopka, Florida Street Address
Phone: PHONE NUMBER AVAILABLECell: PHONE NUMBER AVAILABLEE-mail: EMAIL AVAILABLEPROFESSIONAL EXPERIENCEResources Global Professional Tampa 2019 - PresentFinancial AuditorPerformed Sarbanes-Oxley testing at major defense contractor based in Melbourne, FLPerformed validation of issue remediation validation based on regulator complaint and audits of scenario loss plans at a major insurance company based in San Antonio, TXPerformed Sarbanes-Oxley testing at major life insurance company based in New York, NYAssisted major life insurance company based in Charlotte, NC with required LDTI implementation..Accoutemps Pershing Investments Lake Mary, FL 2019 - 2019Financial Auditor (Contract)Setting up the Risk Control Matix and Audit Scope for assigned audits.Perform audit of assigned areas, including, Client Billings and Institutional Trading.VACO Kroger Specialty Pharmacy Orlando, FL 2018 - 2018Revenue Recognition (Temporary)Auditing reconciliations, updating policies and procedures for Revenue Recognition.Reviewed reconciliations for evidence of proper and complete preparation and evidence of authorized review.Worked with process owners to develop procedures that accurately reflect the current revenue recognition process.Provided management with template for standardized reconciliations evidencing period end, date prepared, date reviewed, and Initials of preparer and reviewer.VACO Hilton Grand Vacations Orlando, FL 2018 - 2018Senior Internal Auditor (Temporary)Creating internal audit plans for Timeshare Resorts, Sales and Marketing, Call Centers, Financial Services, and Human Resources.Supervised the review of Officer and Employee travel expense reimbursement for compliance with company travel policy. Reviewed 100% of the Officer expenses and 10% of the Employee expenses.Supervised 2 other contractors in inputting hard copies of process flowcharts into Visio.Supervised 1 other contractor in inputting approved audit plans, risks and controls into SoxHub.Orlando Federal Credit Union Orlando, FL 2016 - 2018Internal AuditorRecreated the internal audit function for a $220M federal credit union.Audits include Accounting, financial statements, information technology, branch operations, collections, lending and deposit operations, BSA/AML, ALLL, wire transfers, human resources, payroll, risk assessments and 401K.Worked closely with the BSA Officer to update the BSA Risk Assessment and review CTRs and SARs in the absence of the Compliance Officer in order to comply with regulations.Worked closely with the loan operations department to ensure compliance with HMDA and fair lendingPart of a new management team that brought the credit union from a CAMEL rating of 4 to CAMEL rating of 2 in less than a one-year period.Uncovered and successfully Investigated fraud surrounding the repossessed vehicles being liquidated.Experis Milwaukee, WI 2014 - 2015Project ProfessionalPerform assigned audits of client financial institutions, one of the 5 biggest banks based in New York and an international bank branch located in New York City.Audits include Sarbanes Oxley and compliance loan operations, BSA/AML, Asset Management and Trust.Successfully tested international letters of credit for Sarbanes-Oxley compliance.Florida Officer of Financial Regulation Orlando, FL 2013-2014Financial Examiner/Analyst SupervisorOversee a staff of 5 bank examiners responsible for safety and soundness examinations of financial institutions chartered by the State of Florida.Perform safety and soundness examinations including but not limited to capital adequacy, asset quality, management quality, earnings, liquidity, sensitivity to market risk, Trust accounts, loan portfolio and BSA/AML.Successfully completed the first and second FDIC Examiner schools.Trained new examiners how to perform BSA/AML examination.Saltmarsh, Cleaveland, & Gund CPA Pensacola, FL 2011 2012Financial Institutions ConsultantUsing a risk analysis approach perform Internal Audit and Sarbanes Oxley testing for client financial institutions.Internal Audits included loan and deposit operations, lending compliance including HMDA and fair lending, BSA/AML, branch operations, loan review, ALLL, Credit Card operations, and Trust.Met with client Management to present audit findings and issue the draft report.SolomonEdwards Group, LLC Dallas, TX 2009 2011Investigations ManagerManage a team during the investigation process for 9 closed FDIC banking institutions. Analyze the inherent and controlled risks for each institution to develop sound scoping ideas for the project. These risks included, but were not limited to, lending, BSA/AML, ALLL, and Trust. All risks were reviewed for compliance with applicable regulatory regulations including REG O, REG 9, and ALLL Guidance from the FDIC.Lead and facilitated management meetings throughout project. Perform daily monitoring of reporting, deadlines, and FDIC requirements. Evaluate senior and staff performance for each project to provide timely feedback and discuss development opportunities.Analyzing ROEs for managements contribution to material loss on a closed institution for the purpose of recovering funds for the FDIC.Claim areas reviewed which offer the FDIC a return on material losses for a closed institution include, Bond, D&O Liability, Insurance, Accountants Liability, Attorney Malpractice, Appraiser Malpractice, Mortgage Fraud, Criminal Restitution, Securities Brokers, Commodities Brokers, Issuer, Other Professionals.AccountAbilities Orlando, Florida 2008 2009Independent ContractorSupervised and guided a brokerage house through first year Sarbanes Oxley project.Personally trained member of the accounting team to perform Sarbanes Oxley testing.Training included creating narratives of all processes leading to the financial statements, determining the key and mitigating controls, performing the testing and reporting the results to Management.Control Solutions Inc. Miami, Florida 2006 2008ManagerManage, supervise and perform assigned audits of clients of the firm. These clients include manufacturers, financial services, investment funds, government agencies, healthcare providers and many other commercial operations.Oversaw and performed the identification and codification of $70,000,000 worth of fixed assets for an IP Multimedia Subsystem manufacturer. This allowed client to remove this material weakness from the Sarbanes Oxley testing results.Oversaw and performed the first year Sarbanes Oxley control identification process for financial services firm in preparation of merger. The firm provided brokerage and investment services. This allowed client to be surviving entity at time of merger.Oversaw and performed the first year Sarbanes Oxley control identification process for a patient services tracking software manufacturer. Worked with client to identify and set up mitigating controls to overcome segregation of duties issues.Using ACL, tested revenue, payables and inventory records of major subsidiaries of an airplane parts manufacturer with DOD contracts to mitigate segregation of duties issues.Part of team that performed the first year Agency Risk Management and Internal Control Standards testing for the Commonwealth of Virginias Department of Health. Mentored employee on her first in-charge assignment.SOX Audit SupervisorHarbor Federal Bank Ft. Pierce, FL 2006 2006Inform and relate Sarbanes-Oxley testing results to Senior Management including the Board of Directors. This was in both verbal and written formDirect, oversee and perform the Sarbanes-Oxley Audit function for the Bank Holding Company, Bank and Insurance Subsidiary. This included ALLL methodologies and documents due to the material weakness noted in the first SOX year testing.Instruct assigned staff in the proper documentation and classification of key controls, including interview techniques and walkthrough documentation.Reduced the number of key controls from 355 in first year testing to 125 in second year.Directed testing and remediation of controls as needed.Coordinated Sarbanes-Oxley testing with the External Auditors.Inform and relate Sarbanes-Oxley testing results to Senior Management including the Board of Directors.This was in both verbal and written formAccume Partners Ft. Lauderdale, FL 2005 2006Audit ManagerManage, supervise and perform assigned audits of clients of the firm. These clients include banks, mortgage lenders and residential home builders.Performed assigned internal audits and Sarbanes Oxley testing of largest bank in South Florida. This includes financial, operational, compliance and branch audits. The financial statement review included detail testing of the Allowance for Loan and Lease Losses methodologies.Managed financial Sarbanes Oxley testing for second largest bank in South Florida.SOFTWAREMS Access, MS Office Excel, Word, Access, SoxHub, PowerPoint, Lotus Notes, ROSCOE, SAS, Metadata, TeamMate, VISIO, ACL UNIX, Novell, and AS400PROFESSIONAL MEMBERSHIPSThe Institute of Internal AuditorsEDUCATIONFlorida International University Miami, FL Business Administration & Accounting YEAR 1983 |
