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Click here or scroll down to respond to this candidateCandidate's Name
Montgomery, IL Street Address EMAIL AVAILABLE PHONE NUMBER AVAILABLESUMMARYDetail-oriented and highly analytical compliance analyst with over five years of experience in the banking and the financial services industry. Knowledgeable in regulatory compliance, risk management and policy development. AREAS OF EXPERTISEManagement, regulatory compliance, banking operations, anti-money laundering, KYC,Human Resources, policy development, Customer Service & TrainingPROFESSIONAL EXPERIENCELife insurance agent - Aug 2015 - Present Licensed since 2015, i focus on customer service by providing life insurance products to all communities. I am licensed in over 10 states helping all families prepare for the future. Jp Morgan & Chase - July 2018 - December 2021 Compliance Analyst Conduct comprehensive audits to ensure compliance with internal regulations. Develop and implement compliance programs, including training material and systems. Analyze transaction data to identify suspicious activity and potential risk. Make sure all employees was trained on all compliance and finra material daily and monthly.HINSDALE BANK & TRUST CO. Hinsdale, IL October 2012 July 2018 Loan Documentation Specialist Responsible for preparation of commercial loans, commercial real estate and consumer loan documentation under tight deadlines. Review completeness and regulatory compliance pursuant to the terms and conditions of loan approval. Analyze risk controls and exposure within mortgage warehouse via in-depth review of loan documentation. BMO HARRIS N.A. Lombard, IL March 2011 June 2012 Service Representative Fulfilled standard and routine transactions, internal business partner and external customer inquiries/ requests, audit and reconciliation activities. Focused on immediate time horizon in an efficient and effective time manner in accordance with Bank and industry standards. Followed procedures and supervisory direction to resolve internal business partner and external customer inquiries and referred non-routine issues to senior team members. FIFTH THIRD BANK Elmhurst, IL November 2009 December 2010 Commercial Teller Responsible for providing premier customer satisfaction via can-do attitude and willingness to help. Ensured that all commercial accounts were maintained properly by contacting clients on a regular basis, making necessary updates to files and guaranteed that all needs were being met for the client.TCF BANK October 2003 March 2009 Assistant Branch Manager of Operations River Forest, IL Supported the provision of standardized documented processes and process solutions for the assigned product operations business unit. Completed ongoing audits on tellers, general ledgers and policies and procedures. Complied with bank policies and procedures and regulatory requirements. Analyzed processes and procedures to create new and revised processes that adhered to financial and regulatory controls. Provided recommendations to leadership in timely manner. Operations Supervisor Willowbrook, ILManaged and staffed operations department. Led responsibility for all aspects of branch operations including customer service, new accounts, account servicing and problem resolution. Worked with Operations Regional Manager to ensure branch was in compliance with all operational regulations and guidelines. Administered balancing and monitoring of general ledgers for in store branches. Monitored and served as a resource for clearing cash, customer resolution and travelers check clearing. EDUCATIONTriton College, River Grove, IL Mass Communications/ Accounting OTHER/SKILLSMS Office, Problem Solving, Security and Investigations, Compliance, Finra, Life Insurance, Operations |
