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Click here or scroll down to respond to this candidateCandidate's Name
PHONE NUMBER AVAILABLE EMAIL AVAILABLE LINKEDIN LINK AVAILABLEPROFILEFinancial professional with experience in asset management, hedge fund and venture capital.FINRA Series SIE, 7, 28, 63, and 99.PROFESSIONAL EXPERIENCEGENTRUST WEALTH MANAGEMENT LLC New York, NYSENIOR ASSOCIATE (7/2023-9/2023)Reported to two Financial advisors with $233 million AUMProvided client information using Wealthscape (Fidelity) systemUtilized Saleforce to capture client dataIntroduced to the Addepar system for portfolio managementMORGAN STANLEY New York, NYCLIENT SERVICE ASSOCIATE (2/2022-7/2022)Senior administrator supporting Financial Advisors with $500 million AUMServed high net worth individuals to meet and exceed their requirementsTOCQUEVILLE ASSET MANAGEMENT LP New York, NYACCOUNTING MANAGEMENT ASSOCIATE (11/2007-7/2021)Direct report to CFO with accounting and finance with $10 billion (AUM)Strategized and implemented process improvements to enhance security and internal controlsPivotal in launching internal 401(k) website, facilitating transition and improving accessibility for employee accountsTrained and onboarded incoming staffAdvent Axys, NetEx Pro 360 Platform & Microsoft DynamicsSPENCER TRASK VENTURES New York, NYSENIOR ADMINISTRATOR TO DIRECTOR OF SALES (11/2004-2/2007)Spencer Trask was the lead investor and provided initial investment and subsequent rounds for portfolio companiesProvided comprehensive administrative support to Director of Sales who served as lead for venture capital business planning and 10-member sales teamTOCQUEVILLE ASSET MANAGEMENT LP New York, NYCONSULTANT (9/2002-9/2004)Hired by portfolio manager to coordinate onboarding his clients of $400+ million assets under management (AUM) into firmDOMINICK & DOMINICK ADVISORS, LLC (ELCO Energy Hedge Fund) New York, NYRESEARCH ASSOCIATE (1/2001-1/2002)Provided complimentary research for fund managersDeveloped materials and marketed to high net worth accountsFun fact: participated on conference call for Enron when Jeffrey Skilling resigned for personal reasons and I raised concerns to management about Enrons viability.CARRET AND COMPANY, INC. New York, NYRESEARCH ASSOCIATE (9/1997-12/1999)Initiated and implemented AIMR (Association of Investment Management Research) performance composites of 500+ portfolio discretionary accounts; served as performance index to attract new business to the asset management of the firmGNA (Great Northern Annuities Corp)BHC SECURITIES (Third Party Vendors to Chase Manhattan) New York, NYANNUITY/SECURITY COORDINATOR (1/1993-9/1996)Executive managing group of 15 individuals to provide administrative support to 200 fieldrepresentatives in the branch network for Chase Manhattan retail clientele representing over $500 million in annual revenueCompleted graduate schoolCARRET AND COMPANY, INC. (Philip Carret started the Pioneer Fund) New York, NYPORTFOLIO ADMINISTRATOR (12/1990-4/1992)Responsible for statutory and regulatory compliance between management firms accounts and custodianVerified trading blotter of the firm accountsGAMCO INVESTORS GABELLI ASSET MANAGEMENT CO. (Value Investing) New York, NYPORTFOLIO ADMINISTRATOR (9/1986-5/1989)Coordinated capital restructuring estimates, mergers and acquisitions and tender offersExecuted daily and monthly trade activity and provided retail, institution and endowment portfolio reconciliationsEDUCATION, LICENSURES & SKILLSST. THOMAS AQUINAS COLLEGE, Sparkill, NYMBA, FinanceDOMINICAN COLLEGE, Orangeburg, NYBS, FinanceFINANCIAL INDUSTRY REGULATORY AUTHORITYFINRA SERIES: SIE, 7, 28, 63, 99HELLENIC PROFESSIONAL WOMEN, INC.Board Member and Treasurer, 20172022 |
