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Click here or scroll down to respond to this candidateCandidate's Name , MBATarrytown, NY PHONE NUMBER AVAILABLEEmail: EMAIL AVAILABLELinkedIn: LINKEDIN LINK AVAILABLEPROFILEProfessional with an MBA, highly skilled and accomplished within the investment management and banking industries, with experience and expertise in risk analysis, compliance, and business development.COMPETENCIESStrategic PlanningGoal Setting/KPIsSolutions SellingData Collection/AnalysisProduct KnowledgeRisk MitigationCustomer LoyaltyRelationship ManagementThreat AssessmentsContinuous Quality ImprovementWORK EXPERIENCEOPPENHEIMER & CO., New York, NY 9/22 3/24TRADE SURVEILLANCE ANALYSTMonitored multimillion-dollar trade transactions and client portfolios for alerts using apps like CMS, FINET, Prosurv, OMS, and Advisor Works.Worked with compliance for the Northeast to resolve alerts and closeouts to mitigate risks.Conducted random samples of trades to ensure compliance with policies, procedures, and regulatory mandates.Collaborated with branch management to identify trends, assess risk factors, implement corrective actions, leveraging surveillance and audits for continuous improvement.WINTER MANAGEMENT CORP, New York, NY 8/20 9/22Property Management/Manhattan Commercial PropertiesCONTROLLERServed in a control room security position to monitor property access.Conducted office showings for potential tenants.CAPITAL ONE, Howard Beach, NY 2/19 8/20BRANCH AMBASSADORServed in an account management client relationship role.Used product knowledge to promote bank products and services.Resolved any issues of concern.Provided one-call problem resolution living a philosophy that a customer should never make the same request twice.Participate in community outreach initiatives to contribute to the companys brand and image.Used customer feedback as a baseline to improve trust and loyalty.FLY BLADE, New York, NY 7/18 12/18ANALYSTEnsured regulatory compliance by preparing lounge condition survey, Hazard Vulnerability Analysis (HVA), and Emergency Action Plan (EAP).Provided virtual customer service for private charter, crowd-sourced, and scheduled flights.Candidate's Name , MBA Page 2(WORK EXPERIENCE Continued)RIDGEWOOD SAVINGS BANK, Ridgewood, NY 10/16 8/17RISK ANALYSTOversaw file system for claims (Workers Compensation, property, auto, liability) and lawsuits.Assisted Risk Officer with assignments, such as Disaster Recovery Testing (DRT), branch condition surveys, and policy and bond renewals.Communicated with vendors for renewal of insurance certificates.Used real-time analytics to take a proactive versus reactive response to risks and opportunities.Identified risk factors and partnered with Risk Officer on strategies to eliminate vulnerabilities.EDUCATIONST. JOHNS UNIVERSITY, Jamaica, NYMasters Degree in BUSINESS ADMINISTRATION and FINANCIAL TECHNOLOGY 2022.JOHN JAY COLLEGE OF CRIMINAL JUSTICE, New York, NYBachelor of Science in CRIMINAL JUSTICE, Minor in SECURITY MANAGEMENT and COMPUTER FORENSICS 2018.SKILLSElectronic Trading Platforms Experience and AI tools for stock market research; Python and data management tools; Securities Industry Essentials; Insight; CMS; Advisor Works; Prosurv; FINET; Order Management System; Schwab StreetSmart Edge and ThinkorSwim apps; Global project management certification (X-Culture), LexisNexis & Nautilus file management system, Proficient in remote work and communication applications, ArcGIS/ArcMap, a cloud-based mapping and analysis systemLANGUAGESFluent in English and Spanish |
