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Click here or scroll down to respond to this candidate Candidate's Name
Richardson, TX Street Address PHONE NUMBER AVAILABLE EMAIL AVAILABLE
PROFESSIONAL SUMMARY
Meticulous AML/KYC analyst with 5 years expertise investigating suspected money laundering
incidents. Effective at collecting information on new clients to identify potential risks and
determine an appropriate level of diligence for each account. Forward-thinking and aware of
current trends within this specialized field.
Technical Proficiencies
FinCEN/OFAC/FINRA regulations
STR/SAR/CTR filings
LexisNexis, Actimize, Oracle systems
Strong knowledge of SAS programming with emphasis on data step processing.
SAS/Macro and SQL
Due Diligence Intelligence Query (DDIQ)
Advanced Word, Excel, and Access proficiency
Analytical and critical reasoning
Effective communicator, excellent multi-tasking, ability to adapt and manage changing
priorities.
Basic Knowledge of CIP/KYC rules and regulations within the US.
Highly organized and methodical with close attention to details.
PROFESSIONAL EXPERIENCE
AML Compliance Analyst
Hiregenics Dallas, TX
June 2021 March 2024
Identify and investigate fraud typologies such as rapid movement of funds, structuring,
first-party fraud, international wire fraud, identity theft, Foreign Corrupt Practices Act
(FCPA), 314(a) and 314(b)
Investigate Transaction Monitoring (TMO) alerts to decide if in violation of AML norms
which could warrant hot listing or account closure; and use CIP to differentiate between
victim and perpetrator
Supported the control validation function within enterprise AML control team.
Analyzed, assessed and tested data controls that are critical to the AML monitoring and
sanction screening.
Monitored risk and control environment to ensure exposures are kept to acceptable levels.
File a Suspicious Activity Report (SAR), using internal review to decide if the account
will be recommended for termination, non-issued or removed from closing process
Apply KYC to monitor and make transactional analysis of high-risk individuals and
business entities
Worked with leadership to remediate gaps and improvement identified between existing
practices and regulatory.
Audit customer accounts to review transaction pattern and investigate wire transfers
when transactions deem suspicious
Examine alleged policy violations, provide detailed notes and reports of findings to other
affiliated FIU
Utilize the USA Patriot Act, Bank Secrecy Act, OFAC, SEC and other AML regulatory
policies to improve compliance.
AML/KYC Analyst
Verittex community Bank Frisco, TX
August 2019 March 2021
Collected, maintained, and provided access to AML data on all CCB (Consumer and
Community Banking) clients
Worked closely with Subject Matter Experts (SME) to understand their use of current
systems and how changes may impact their use
Developed use cases and acceptance criteria to demonstrate and validate that
functionality being delivered fulfills business requirements
Served as the liaison between the Business, Architecture, Development and Testing
teams throughout the project life cycle
Acted as voice of the user to help drive product vision
Facilitated and drove user focused solutions across the organization in direct support of
the Product Owner and Area Product Owners
Supported Product Owner and Area Product Owners with business case development and
reporting of Objectives and Key Results (OKRs)
KYC Analyst
Money Gram International Frisco, TX
March 2018 July 2019
Implemented Know Your Customer (KYC) and Customer Due Diligence (CDD) through
Customer Identification Programs (CIP) to enable risk assessment
Reviewed and analyzed transactional data for potential suspicious activities, including
those generated from an alert detection processes, subpoenas and warrants,
country/corridor reviews, foreign and domestic agent matters, consumer network case,
negative media reports as well as other source applicable.
Identified and corrected KYC data issues on applications prior to account origination
Researched and remediated customer identity issues using public identity tools, strong
judgment, and adherence to operational policy
Liaised with Anti-Money Laundering (AML) Management and Financial Intelligence
Unit (FIU) on specific requirements and regulations arising under special circumstances
Reviewed and ensured all required AML/KYC regulatory requirements for new
customers were in place
Conducted KYC refresh reviews on a periodic basis to ensure the data maintained is
accurate
Reviewed internal referrals for inaccurate or missing KYC information
EDUCATION
Ekiti State University. Nigeria.
LLB.
The Nigerian Law School. Abuja. Nigeria . BL.
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