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Click here or scroll down to respond to this candidateCandidate's Name
EMAIL AVAILABLE PHONE NUMBER AVAILABLE Council Bluffs, IASUMMARYSeasoned financial professional with 24 years of experience, seeking a role as a Compliance Analyst. Expertise in BSA/AML risk mitigation, control validations, and compliance training within banking institutions. Skilled in conducting thorough investigations, enhancing operational processes, and preparing detailed reports for management. WORK EXPERIENCEBANK OF THE WEST Omaha, NEQuality Assurance Analyst AVP 2017 - 2023 Executed detailed control reviews, performed comprehensive testing for BSA/AML compliance, and validated risk mitigation strategies, ensuring adherence to regulatory standards. Analyzed testing outcomes, formulated recommendations for enhancing risk controls, and presented findings to management for strategic decision-making. Developed and delivered targeted training programs to bolster the First Line of Defense's understanding of compliance protocols, driving operational improvements. BSA AML HRCU Investigator 2015 - 2017 Performed Enhanced Due Diligence (EDD) case reviews by extensively researching and analyzing high-risk customer transactions to identify potential Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) risks. Investigated a range of cases involving money laundering, cash structuring, and potential terrorist financing, ensuring compliance with Know Your Customer (KYC) regulations. Developed and delivered comprehensive training on unit policies and procedures to effectively minimize risk exposure.MUTUAL OF OMAHA Omaha, NESenior Policy Analyst 2007 - 2014 Managed customer annuity transactions, including transfers, closures, and withdrawals, while executing policy modifications to meet client requirements. Collaborated with insurance agents to facilitate optimal policy selection, providing critical support through interest and payout quotations and policy issuance. Developed and delivered comprehensive training programs for analysts and sales staff, improving process efficiency and sales performance.LIBERTY BANK Council Bluffs, IAAssistant Manager 2000 - 2007 Managed the implementation and monitoring of staff performance metrics, ensuring alignment with sales targets and operational standards, while maintaining comprehensive records for staff safety and cash handling procedures. Facilitated the processing of financial products including loan applications, insurance transactions, and investment sales, contributing to branch revenue generation. Delivered regulatory compliance training for employees in areas such as Bank Secrecy Act (BSA) and Anti-Money Laundering (AML), and led safety training initiatives to maintain a secure working environment. EDUCATIONCreighton UniversityBachelor of Science in Business Administration (BSBA) Marketing, Business AdministrationOmaha, NEPurdue UniversityMaster of Business Administration (MBA) with specialization in Global Business, Business AdministrationIndianapolis, INMay 2024SKILLSBSA/AML Compliance Risk Assessment Risk Management Training Regulatory Compliance Detail Oriented Due Diligence Team Leadership Trend Analysis Auditing Quality Assurance Data Analysis Reporting Investigation Documentation Communication Testing and Validation Money Laundering |
