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| | Click here or scroll down to respond to this candidateEXPERIENCEDIRECTOR OF GOVERNMENT AFFAIRSInstitute Of International Bankers (IIB), Washington, DC (Street Address 2023) Effectively identified the advocacy needs, priorities and resource requirements for IIBs U.S. government relations functions and mandate. Developed and maintained networks and relationships with federal regulatory and congressional staff whose policies and regulatory rule-making impact IIB member institutions. Provided U.S. policy intelligence and analysis to senior executives, while raising IIBs profile with industry groups and other member associations through proactive engagement and thought leadership.EXECUTIVE DIRECTOR & VP OF BANKING POLICYABA Securities Association (ABASA), Washington, DC (2019 2022) Advocated on behalf of the top 25 largest banks for legislative and regulatory issues and proposals affecting bank and bank holding company capital markets activities, including underwriting and dealing in all types of securities and bank dealer and end-user derivative activities. Maintained close relationships with bankers, policymakers, and regulators to inform them of significant policy issues and developments to develop policy positions and developed appropriate tools to assist bankers with policy changes and developments (relevant agencies include CFTC, Fed, OCC, & SEC). Led industry working groups and have crafted eight (8) comment letters on Securities, Capital, and FBO-related regulatory matters. VP OF BANKING POLICYAmerican Bankers Association (ABA) Washington, DC (2019 2022) Engaged relevant government agencies and bank stakeholder groups on issues critical to the broker dealer and capital markets business in the financial services industry. Worked with internal and external stakeholders and experts to identify opportunities and risks arising from policy and regulatory development. Facilitated meetings between ABA members and internal stakeholders, including senior government officials, regulators, other industry associations, and outside consultants to promote ABA advocacy positions.SECRETARIATInternational Banking Federation (IBFed), Prudential Supervision Working Group (PSWG), Washington, DC (2019 2022) Co-led the policy development of guidelines and standards for the prudential regulation and supervision of the banking industry with global financial services trade groups in Australia, Canada, UK, EU, Japan, South Africa, and others. In 2019, managed and coordinated an international banking forum in Toronto, ON, CA, in close collaboration with the Canadian Bankers Association (CBA) for 10 IBFed members. DIRECTOR OF FEDERAL POLICY AND FIXED INCOME RESEARCH Bond Dealers of America, BDA, Washington, DC (2016 2019) Drove the federal regulatory and legislative policy tax priorities for over 70 BDA member firms with the House Ways & Means and Senate Finance Committees.EMAIL AVAILABLEPHONE NUMBER AVAILABLEEDUCATIONTHE JOHNS HOPKINS CAREYBUSINESS SCHOOLWashington, DCMaster of Business AdministrationTHE JOHNS HOPKINSUNIVERSITYWashington, DCMaster of Arts GovernmentEMPORIA STATE UNIVERSITYEmporia, KSBachelor of Fine ArtsADDITIONAL SKILLSBanking & Capital MarketsBudgetingCapitol HillDerivativesFinancial AnalysisFixed IncomeInternational PolicyLegislativeManagementMarketingPublic SpeakingRegulatory PolicyRegulatory ReportingResearchWriting- Comment Letters- OpEds- SpeechesAWARDS &VOLUNTEEREXPERIENCEWashington Business Journal - 40Under 40 Honoree (2022)Board of Trustees, From theHeart Church Ministries (2020
present)- Investment CommitteeBoard of Advisors, The MunicipalImpact Coalition (2018 2019)Morgan Stanley City Fellow, theCity Fellowship Programme (2011)JUSTIN M. UNDERWOOD.2 Justin M. Underwood Led BDA internal committees including, Fixed Income Technology& Operations, Heads of Public Finance, and Legal & Compliance. Developed research and quantitative analysis of federal legislative proposals impacting the traditional municipal bond market.COALITION DIRECTORMunicipal Bonds for America (MBFA), Washington, DC (2016 2019) Managed a national coalition for the preservation of tax-exempt status of municipal bonds for over 45 issuer groups and 70 broker-dealer firms in the fixed income industry. Planned, organized, and staffed four (4) fundraising events for members of the Congressional Public Finance Caucus raising over $50k. Published five (5) op-eds which appeared in The Hill and the Bond Buyer on behalf of Steve Benjamin, Mayor, Columbia, S.C. OTHER EXPERIENCEREGULATORY ANALYSTFinancial Industry Regulatory Authority, FINRA, Rockville, MD (2014 2016) BUDGET ANALYST $1.5 BILLION WORKING CAPITAL FUND U.S, Department of State, Washington, DC (2012 2014) ASSOCIATE REGULATORY CONTROLLERS, FINANCEMorgan Stanley, London, U.K. (2011 2012)FOREIGN AFFAIRS OFFICER OFFICE OF DEVELOPMENT FINANCE US Department of State, Washington, DC (2009 2011) LEGISLATIVE ASSISTANT COMMITTEE ON FINANCIAL SERV. U.S. House of Representatives, Washington, DC (2007 2009) LEGISLATIVE AIDESenator Sam Brownback, U. S. Senate, Washington, DC (2004 2007) VOLUNTEEREXPERIENCECONTDNational Association of SecuritiesProfessionals (NASP) (2010-2011)- Founding President, JohnsHopkins Carey BusinessSchool Chapter. |