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Click here or scroll down to respond to this candidateCandidate's Name
EMAIL AVAILABLEPROFESSIONAL SUMMARYOlufunmilayo is a self starter, process oriented for goal achievment,very adaptable, a Good problem solver, detailed oriented KYC/AML compliance Person with over 15years experience primarily in the banking and financial service& manufacturing industry. A comprehensive understanding of AML, Financial crime /BSA guidelines and regulations,USA Patriot Act. Self motivated, resilient, a good team player with good pressure working conditions. Key SkillsExcellent knowledge of KYC, BSA,USA Patriot Act, FinCen and OFACguidelines.Process flow Management Guru tocut waste & save funds.Investigation SAR reporting andescalationKnowledgeable in KYC / AMLprotocol, Lexis Nexis, Pivot table,Actimize, Accuity,Pacer.Strong Risk Assessment andAnalytical skillsBusiness Analysis, Data processingand Business Dev Management.Proficiency in Microsoft Excel,Outlook,PowerPoint,Words etc.Business Analytic skillsGood Oral communication skills withSkype, TeamsPROFESSIONAL EXPERIENCEFORWARD VISION.BUSINESS ANALYST& COMPLIANCE ASSOCIATE. March 2023 1. A key member of the Compliance team to ensure all KYC documentation, analysis and verification are up to date for all clients and team members in all Onboarding process & periodic reviews. 2. Collaborate with all departments to ensure compliance with all state and federal regulatory requirements are in compliance achieving 100% of work flow3. Analysis of complex data, review and interpretations of these datas & review of compliance issues and specific compliance projects.4. Investigate compliant and incidents related to compliance and ensure appropriate resolution. MORGAN STANLEYKYC/CDD/EDD/CLIENT ONBOARDING ASSOCIATES (ISG TEAM). March 2022 Feb2023 1. Part of the Global Capital Market Team to Onboard clients across all products from CDD and EDD perspective.2. Metrics of 90% work flow is achieved daily, 100% of team work is achieved via the contact manager work flow.3. Review of Refresh requirements in KYC, Client Due Diligence, EDD, CIP verification, BOF, identification of Controllers within a complex business set up.4. Following up with internal Business units working closely with Sales, Tax,Legal, Credit, Risk and KYC Team and other Outreach Teams to ensure Compliance with Market Regs FinCen,BSA, Ofac,Doddfrank to validate correct documentation for all refresh queus. 5. Daily refresh of Contact manger with the Team to maintaining Clients Records. 6. Collaborate on daily review of FinCen Regs on KYC & Client Onboarding projects ensuring Fin Cen Control reports to support business.7. Initiate workflow and monitor FinCen & Market Regs generated task to ensure timely completion of work. 8. Good Knowledge of the Market Regs requirements and use of Dodd Frank process, PIPE, PIPEX, LEI, MARKIT,PEGASYSTEMS, APX,DQS, ACTIMISE, TABLEAU, DDIQ,LEAN 9. Daily generation of reports, The Prioritization report for the KYC Team in NY, The 40 acts Notification report.10. Actively participate in the Testing of the New UAT, US Deri Testing projects to improve on present procedures and workflow and manage on-going technological changes. 11. Redesigned the Agenda for the Team /POD meeting to reflect items from different perspective for discussions.FIS (Fintech) / T ROWE PRICEDUE DILIGENCE/KYC PERIODIC REVIEW / PROCESSING ASSOCIATES July2021 March 2022.Assist with Client Onboarding at T Rowe Price investment (a new affiliate of FIS Family).Daily Review, Collation, screening and analyzing and conduct KYC verification such ad ID Verification, Business identification verification for Participant enrolled ensuring no AML or suspicious activities.Good Knowledge of Beneficiary Ownership form, Controllers within such as in Trust, KYC Documents to Onboarding clients per paperwork request.Transaction Reviews of clients accounts for suspicious activities via CDD, EDD.Analyzing and ensuring Participants are elected under the Right Process & Procedure for investment election per RPP and Paperworks and no suspicious activity.Reviewing and investigating Participant Transactions with due diligence to ensuing all KYC procedures and protocols using CDD, EDD and IRA guidelines.Active use of screening and work tools like Actimize, CAIS, Synergy, AWD. Admin Web and CIP. AVILA.KYC/ CLIENT ONBOARDING Jan -2021- July 2021Assist with client Onboarding Operations activities.Verification of new accounts CIP / KYC expectations/ verifications data updates and escalation.Analyze transaction history and other customer data to determine legitimacy and potential risk.Daily and weekly client audit verificationReview and conduct regular checks of Clients activities.Screening of Clients / entities for negative news, criminal history & PEP using tools such as Lexis Nexis, Pacer and Accuity etc.Honeywell, Group (Institution)AML/ FRAUD/ RISK MITIGATION Senior Manager March 2012 July 2019.A middle Management position overseeing various teams within the Sales, Credit, Audit BU. Daily Operational management, people development and workflow efficiency management.Quality check transaction conducted for all entities and individuals across all 3 risk level to mitigate fraud and Anti money Laundering activities, negative news.Identifying PEPS, suspicious activity and mitigation as required by financial guidelines.Transactions review, investigate, monitor, and manage accounts for suspicious activity depending on the risk rating.Ensuring the continued progression of the onboarding request through the processes as quickly and effectively as possible.Interpretation and application Credit Lines with clients to ensure timely receivables to prevent monetary loss to the institution.Document and report the review / investigation findings and prepare case file that require supporting documentation.Strong attention to details comfortable working in a fast paced working environmentFocus on daily operational management procedureHoneywell Group (Institution)CLIENT ONBOARDING / RISK / FINANCIAL CRIME Manager July 2010 March 2012Client Facing Activity on Management Perspective with onboarding of clients across all products with the Sales Team.Quality assurance and Gatekeeper for all customer data flowing ensuring right process flow from front office and the Sales Team.Analysis Report review from Management Perspective Daily to ensuring Due diligence across all Clients Transactions.Complete client onboarding of new clients (individuals and entity) across a variety of structures by ensuring approval is given timely.Daily and weekly client audit verification, remediation to ensure the Client information or Contact manager is up to date.Analyze transaction history and other customer data to determine legitimacy and potential risk.Review Low risk alert, high risk alert, Auto high risk alert and conduct appropriate type of due diligence based on the alert, CDD for LRA, EDD for HRA, SDD for AHRA. Honeywell GroupKYC Associates / Manager, September 2005 June 2010Responsible for identifying and investigating customer transaction that represent an increased risk for financial crimes.Assist with performing ongoing monitoring of the accuracy of existing customers key data elements,Identify high risk activity, relationships and accounts based on tier levels.Review incoming new accounts for compliance with relevant laws. Rules and regulations.Conduct research and data gathering for the completion of compliance requirements for new products & services and other duties as assigned.COMPLIANCE / RISK ASSOCIATES at Oceanic BankJanuary 2001 August 2005KYC activities / Onboarding of clients.Compliance and risk monitoring of all business activity with foreign and local partners, to ensure regulations compliance.Monitor all financials Operations, Credit Control Compliance - ensure credit products and services are in compliance to avoid default.Periodic review of all financial transactions of all clientsEnsuring Due Diligence of all parties involved in all transactions with the financial transaction. EDUCATION& QUALIFICATION.Senior Management Program in Key Management Principles & Procedures SMP Class 47. LAGOS BUSINESS SCHOOL LAGOS NIGERIA 2014Bachelors of Arts (Hons) PhilosophyOGUN STATE UNIVERSITY OGUN NIGERIAHigher Diploma in Mass CommunicationMOSHOOD ABIOLA POLYTECHNIC ABEOKUTA NIGERIA. ( former Ogun state polytechnic) PROFESSIONAL DEVELOPMENT.Project Management Course Udemy May 2023Fundamentals of Spanish- Spanish for Beginners (CEP) Community College of Baltimore County Ongoing 2023 Fundamentals of Human Resources PrinciplesCommunity College of Baltimore County 2021ACAMS- In View.SIE - In View.Maryland Life & Health Insurance License In view 2023 |
