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Title Senior Programmer/Analyst
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|SUMMARY:       |An Information Technologies professional with strong experience ||               |in the design and implementation of applications for financial  ||               |and commercial institutions utilizing COBOLII, CICS and DB2.    ||               |                                                                ||OBJECTIVE:     |To attain a Programmer/Analyst position where I can use my      ||               |experience and talents towards meeting their business and       ||               |systems objectives.                                             ||               |                                                                ||SOFTWARE:      |COBOL-COBOL6, CICS, DB2, PLATINUM, DB2 Stored Procedures, SPUFI,||               |QMF, FILE-AID, IBM UTILITIES, MQ, VSAM, MVS/JCL, TSO/ISPF,      ||               |XPEDITOR/INTERTEST, CHANGEMAN, ISPW, MS Office applications.    ||               |                                                                ||EXPERIENCE:    |                                                                ||04/2021 -      |Goldman Sachs                                                   ||04/2023        |Vice President, Prime Services Clearing Technology              ||               |As part of the team responsible for Domestic Equity and Bonds,  ||               |International Equity and Bonds, Options and ID trade corrections||               |and balancing systems participated in design, development,      ||               |production implementation and support of the following:         ||               |( Design and coding of new Options online balancing screens to  ||               |show detailed OCC vs Books discrepancies (CICS / DB2).          ||               |( Create data feed for new process to clean-up Trade History DB2||               |table as well as various reports of this data.                  ||               |( Develop new DB2 Stored procedure to be used by distributed    ||               |platform to retrieve Domestic or International trade details for||               |corrections.                                                    ||               |( Create data feed for Orders capacity remediation process.     ||               |( Handle numerous small enchantments/bug fixes like:            ||               |Modifications to handle exceptions due to the negative trade    ||               |quantity in ITPS.                                               ||               |Stamp tax rate increase for HK.                                 ||               |COBOL6 conversion of numerous batch and online programs.        ||               |Daily production support.                                       ||               |( Much more...                                                  ||               |                                                                ||               |MAJOR CONSULTING FIRM                                           ||06/2011 -      |SENIOR PROGRAMMER/ANALYST                                       ||04/2021        |                                                                ||               |CITI GROUP                                                      ||               |GLOBAL INTEREST ALLOCATION SYSTEM (GIAS)                        ||               |Was responsible for the following:                              ||               |( Build failed positions process:                               ||               |extract and load fails to receive/deliver positions into DB2    ||               |table                                                           ||               |prorate quantity & market value with allocations                ||               |( Build process to extract data for GL Posting for FX swaps     ||               |( Fine-tuning existing modules (SQLs to improve performance)    ||               |( For front-end application (written in Java) of the Equity     ||               |Carry System built number of DB2 Stored Procedures to support   ||               |Daily Rollup Report & Treasury Netting Configuration screens.   ||               |( Wrote a number of DB2 stored procedures and batch processes   ||               |for the "Rate Configuration Interface" system to create and     ||               |maintain necessary rate rules and overrides.                    ||               |( Much more...                                                  ||               |                                                                ||01/2010 -      |J.P. Morgan Chase (Legacy of BEAR STEARNS)                      ||06/2011        |Investment Bank                                                 ||               |                                                                ||               |MUTUAL FUND SYSTEM                                              ||               |Letter of Intend Fulfillment Process (utilizing DB2 Stored      ||               |Procedures (Java front-end)).                                   ||               |Was responsible for the following:                              ||               |( Develop LOI database.                                         ||               |( Create and identify LOI Agreements.                           ||               |( Capture and store all required LOI information necessary to   ||               |- Provide a systematic LOI discount on a purchase order.        ||               |- Perform LOI calculations based on fund family rules.          ||               |- Track the progress and status of an LOI.                      ||               |( Create a systematic process to automatically apply an LOI     ||               |discount under an existing active LOI Agreement to a qualified  ||               |account based on breakpoint group membership and fund family    ||               |rules.                                                          ||               |( Enable JPMCC Mutual Fund Operations to update all LOI         ||               |information in the JPMCC LOI database.                          ||               |( Automatically update fund networking records sent to Schwab   ||               |when fund networking LOI data is updated in the JPMCC LOI       ||               |database.                                                       ||               |( Much more...                                                  ||               |( Providing production support.                                 ||               |                                                                ||               |NAME & ADDRESS SYSTEM                                           ||               |Participated in the maintenance and modifications of the        ||               |Systems.                                                        ||               |Was responsible for the following:                              ||               |( Create NACS Data for COSMOS: The COSMOS system needs a new    ||               |real-time message and nightly file of NACS account attributes   ||               |that contains new fields built for the PCWS project. (any ADD,  ||               |CHANGE, OR DELETE activity to NACS)                             ||               |( Migration of over 1.8 million Retail (Chase Online Brokerage  ||               |Accounts) from the competitive Broker Dealer Clearing Agent     ||               |(Fidelity/NFS) to our own internal Clearing Services within the ||               |IB.                                                             ||               |( eDocs Enhancement for NACS - Stored procedure to check Account||               |Eligibility Requests                                            ||               |( Much more...                                                  ||               |( Providing production support.                                 ||               |                                                                ||05/2008 -      |CITI Group                                                      ||01/2010        |                                                                ||               |Global Transaction Services (GTS) Technologies                  ||               |Responsible for the following:                                  ||               |( Within Custody Report Application developed "Positions and    ||               |Pendings" Report utilizing DB2 Stored Procedures (Java          ||               |front-end). Major functionality: to generate and store user     ||               |requests on multiple DB2 tables, allowing DB2 Stored Procedure  ||               |produce a feed to the front-end to create a report (using       ||               |dynamic SQL) of all current Settled and Traded position for the ||               |selected security.                                              ||               |( Worked on Demo Data project - build a process to create demo  ||               |data (on 15 DB2 tables) based on the incoming user requests,    ||               |updating them daily/weekly.                                     ||               |( Fine-tuning existing modules, more...                         ||               |( Providing production support.                                 ||               |                                                                ||12/2007 -      |UBS Financial Services Inc.                                     ||04/2008        |                                                                ||               |Global Wealth Management & Business Banking                     ||               |Was responsible for the following:                              ||               |( For Investment Solutions Toolset (Java front-end) performed   ||               |business related system analysis, rewrote number of DB2 Stored  ||               |Procedures to support functionality and improved performance.   ||               |( Providing production support.                                 ||               |                                                                ||10/2006 -      |BEAR STEARNS                                                    ||11/2007        |                                                                ||               |TAX DEPARTMENT SYSTEM.                                          ||               |Participated in the maintenance and modifications of the        ||               |Systems.                                                        ||               |Was responsible for the following:                              ||               |( Dividend received tax deduction option hedging.               ||               |( Analyzing and building the process of creating the Trial      ||               |balance file on a daily basis and then reconciling to the       ||               |Transaction Warehouse.                                          ||               |( Income sourcing - trading P&L.                                ||               |( Much more...                                                  ||               |( Providing production support.                                 ||               |                                                                ||04/2004 -      |WACHOVIA SECURITIES (Legacy of Prudential securities)           ||09/2006        |                                                                ||               |SECURITY LENDING SYSTEM.                                        ||               |Work as a key member of team that created a stand alone Stock   ||               |Loan system from one that was highly integrated with the PSI    ||               |back office operations, and ported it to a third party service  ||               |bureau (TPSB). This involved customizing over 1,200 programs,   ||               |more than 300 jobs to execute on the TPSB' computer system along||               |with over 350 VSAM files, 2 DB2 databases and customizing       ||               |hundreds of reports as well as learning the new development     ||               |environment on the fly. This also required the analysis and     ||               |reengineering of dozens of modules to reduce the number of      ||               |interfaces to external systems down to less than a dozen.       ||               |Responsible for the following:                                  ||               |( Extensive modifications to the Stock Loan System to comply    ||               |with the Industry wide Regulation SHO.                          ||               |( New pre-processor modules for P&S and "Open Order" trades     ||               |provided by the TPSB.                                           ||               |( Real time Short Sale Review System:                           ||               |Data Base design;                                               ||               |Created a module to generate a 4 character readable alphanumeric||               |code (using current timestamp value) to track short sale orders;||               |                                                                ||               |Created a module to calculate available Stock Loan excess using ||               |segregation of securities;                                      ||               |Batch Reconciliation Reporting Systems for Wachovia and         ||               |corresponding companies.                                        ||               |( Much more...                                                  ||               |                                                                ||08/2003 -      |SMITH BARNEY (CITIGROUP)                                        ||04/2004        |                                                                ||               |SYNDICATE MANAGEMENT SYSTEM (SMS)                               ||               |Participated in the maintenance and modifications of the        ||               |Systems.                                                        ||               |Was responsible for the following:                              ||               |( Executive Officer or Director block for Equity IPO Deals.     ||               |( Real time link between SMS and TMS - Trade Management System  ||               |(using DB2 triggers, stored procedures and MQ series).          ||               |( Retail IPO project.                                           ||               |( Providing production support.                                 ||               |                                                                ||03/1998 -      |PRUDENTIAL SECURITIES                                           ||11/2002        |                                                                ||               |BROKER CLEARANCE SYSTEM, MUTUAL FUNDS SYSTEM, CLIENT            ||               |NOTIFICATION SYSTEM, DELIVERY VS PAYMENT SYSTEM, SECURITY       ||               |LENDING SYSTEM.                                                 ||               |Participated in the maintenance and modifications of the        ||               |Systems.                                                        ||               |Was responsible for the following:                              ||               |( Redesign BCS Security subsystem (plus coding and testing,     ||               |modification...).                                               ||               |( Automatic Billing System, which includes monthly billing and  ||               |daily government billing.                                       ||               |( Automatic Borrowing and Lending system.                       ||               |( Real time Global Rate Changes - written in COBOL II, CICS,    ||               |DB2, and Visual Basic.                                          ||               |( Retail lending system. This system enables Security Lending   ||               |group to borrow securities from its "fully-paid-for" client's   ||               |accounts.                                                       ||               |( Much more...                                                  ||               |( Providing production support.                                 ||               |                                                                ||08/1997 -      |CITIBANK                                                        ||03/1998        |                                                                ||               |CITISMART SYSTEM. Participated in the maintenance of the System,||               |                                                                ||               |Designed to review and update customer and account information  ||               |using                                                           ||               |A wide variety of account-related functions:                    ||               |Answer customer inquiries about checking, savings, loans,       ||               |mortgage,                                                       ||               |Revolving credit and IMRA/IMMA accounts.                        ||               |Perform stop payments on checks.                                ||               |Open, link, and delink customer accounts.                       ||               |Update such customer account information as signers, titles, and||               |branches of domicile, and tax IDs.                              ||               |Type and review customer service notes.                         ||               |Was responsible for the following:                              ||               |( Design, coding and testing of various programs produced       ||               |different reports.                                              ||               |( Design, coding and testing of Search Function.                ||               |( System analysis and handling Y2K's problems.                  ||               |( Upgrade system to support COBOL LE.                           ||               |( Upgrade system with Automated recovery (OPC).                 ||               |( Providing production support.                                 ||               |                                                                ||02/1997 -      |MERRILL LYNCH                                                   ||08/1997        |                                                                ||               |MANAGEMENT STOCK OPTION PROCESSING SYSTEM. Participated in the  ||               |design and implementation of the System, designed to provide    ||               |expert recordkeeping and administration to outsource            ||               |non-business related customers.                                 ||               |Was responsible for the following:                              ||               |( Design, coding and testing of Specific Plan Number Extract    ||               |Programs.                                                       ||               |( Design, coding and testing of Conversion Programs.            ||               |( Design, coding and testing of on-line Product Rules           ||               |Inquiry/Update Program,                                         ||               |Exercise History Inquiry Program.                               ||               |( Regression Test of the System.                                ||               |( Providing production support.                                 ||               |                                                                ||               |MAJOR CONSULTING FIRM                                           ||               |SENIOR PROGRAMMER/ANALYST                                       ||09/1996 -      |HIP                                                             ||02/1997        |                                                                ||               |MANAGED CARE REPORTING SYSTEM. Participated in the design,      ||               |development and implementation of the system designed to provide||               |necessary data to the Department of Health.                     ||               |Was responsible for the following:                              ||               |( Design, coding and testing of Outpatient Data Extract Program.||               |                                                                ||               |( Design, coding and testing of Claim Status Report Program.    ||               |( Design, coding and testing of GHI and Summit Production       ||               |Report.                                                         ||               |( Coding and testing of major enhancements to various programs  ||               |                                                                ||               |( Providing production support                                  ||               |                                                                ||               |REGIONAL DATA PROCESSING CENTER                                 ||06/1988 -      |PROJECT LEADER                                                  ||10/1994        |                                                                ||               |FINISHED GOODS DISTRIBUTION SYSTEM. Participated in the design, ||               |coding and implementation of the system. This system was        ||               |developed for manufacturing company to keep track of inventory  ||               |and order processing.                                           ||               |Was responsible for the following:                              ||               |( Design and implementation of Inventory Reporting System.      ||               |( Design and implementation of Order Tracking System.           ||               |                                                                ||               |                                                                ||EDUCATION:     |- College of Civil Aviation                                     ||               |- Moscow Institute of Food Industry Equipment and Automation    ||               |- ASA Institute of Business and Computer Technology ( 1995 -    ||               |1996 )                                                          ||               |                                                                ||REFERENCES:    |AVAILABLE UPON REQUEST                                          ||               |                                                                ||               |                                                                |

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