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Title (most recently) Financial Services Firm Compliance Officer
Target Location US-FL-Clearwater
Email Available with paid plan
Phone Available with paid plan
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PHONE NUMBER AVAILABLEEMAIL AVAILABLECover LetterThis will inform you that I am applying.Expertly responding to customer and administrative requests with timely and accurate action-steps has been my modus operandi throughout my working career. Known for my persistence and drive, I am team-orientated, self-motivated and target the goals of customer and company.ResumeThe following resume is written in two parts to parallel my career: First: the scientific side describing my career as a Foods Microbiologist and Foods Chemist; Second: the business side defining my role as a financial services compliance officer.Part 1: the scientific side1969-72 Humko Products, Champaign, IL (as an undergrad at the Univ of IL), an edible fats and oils processorLab Tech, checking line samples and finished products samples for releaseChemical tests (some) included Color measurement, Flavor, Iodine Values, Solid Fat Index, Free Fatty acid1972-75 Sara Lee (formerly The Kitchens of Sara Lee), Deerfield, ILFoods Analyst analyzing finished products for nutritional content: Thiamin, Riboflavin, Niacin Ascorbic Acid, Vitamin A;Chem Lab tech for the analysis of draw ingredients and Microbiology special projects1975-88 Griffith Foods (formerly Griffith Labs), Alsip, IL; a blender of ingredients (primarily dry, some liquid), particularly spice and flour blends for utilization by subsequent commercial processors and food service business.Foods Microbiologist running Aerobic Plate Counts, Coliform w/E. coli confirmation, Staph aureus (coagulase positive), Yeast and Mold, Salmonella, and Anaerobic Spore Counts.Promoted to Duplication Lab Manager, overseeing staff of 7, was appointed the HACCP coordinator within the Quality Assurance Dept, and Sanitation ScreenerPromoted to Technical Sales, available as needed across the country1988-92 Richmond Baking Co, Richmond, IN, a commercial regional bakery specializing in crushed crackers and crushed cookies and the adhesions batters for both.Tech Sales/Product Development to source out new business and trouble shoot1992-96 World Flavors, Ivyland, PA, a manufacturer of flour blendsTerritory SalesPart 2: the business sideAlong with finishing my MBA (from the Univ of South FL, Tampa), I began developing the business side of my career1996-1998 American Express Financial Advisors, Dayton, OH a financial services firmFinancial Advisor (Series 7)1998-99 Small Business Solutions, Forest Park, OH a startup company targeting small companies in the immediate areaPrincipal (Series 24)2000-2006 Raymond James Financial, St Petersburg, FL, a financial services firmSenior Advisor / Traveling Auditor (Series 53)2006-2012 Levin Financial Group, Mass Mutual Insurance agency, Tampa, FLAgency Supervisory OfficerI found David to be extremely conscientious, knowledgeable, and fair in his dealings with me and all the other associates in our agency Jeffry Perry, Perry Financial Group2013-16 Invest Corp, Tampa, FL, a financial services firmSenior AuditorEDUCATIONUniversity of Illinois, Urbana-Champaign, BS MicrobiologyIndiana University, Bloomington, BS Business ManagementUniversity of South Florida, Tampa, MBAACTIVITIESMasonic Lodge, Clearwater, FLSons of the American Legion, Safety Harbor, FL

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