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Candidate's Name
Street Address  EMAIL AVAILABLE PHONE NUMBER AVAILABLEWALL ST. FINANCIAL EXECUTIVEOver 30 years of Wall St. Financial/Trading experience, exceptional business acumen, adept at assessing organizational goals and implementing strategies to ensure both day-to-day and long-term objectives are met. Outstanding leader who inspires coworkers and builds strong working relationships, a skilled communicator within a diverse range of colleagues in both individual and team settings. Experience working with hedge funds, pensions and buy  and sell-side firms. Comprehensive understanding of industry regulations. Holds active Licenses Series 7, 63, 55, and 24PROFESSIONAL EXPERIENCECLEARVIEW TRADING ADVISORS LLC.MANAGING DIRECTOR OF INVESTMENT BANKING 2016 - PRESENT LUPPO ENTERPRISES / GUTTENBERG, NJ  Owner/Consultant 2012 - PresentSecured funding and strategic partnerships for charitable organizationsActed as consultant to financial industries and various industries, healthcare, entertainment and automotive sectorsManage the career of Darryl StrawberryProduced a Documentary (Modern Day Miracles)GFI SECURITIES, LLC / NEW YORK, NY  Senior Vice President 2010  2012Managed and Supervised Proprietary Trading, Market Making and Institutional Sales Trading DeskImplemented Arbitrage Trading Desk and Soft Dollar Trading DeskDeveloped Equity research product for Hedged funds LIGHTHOUSE CAPITAL / NEW YORK, NY  Senior Vice President/Minority Owner 2008  2010Structured and secured complex, high yield deals for investorsManaged Proprietary and Market Making Trading DepartmentsImplemented Municipal Bond Trading Desk and Soft Dollar Trading DeskForged strategic partnerships, raised capital for firm and equity stock dealsPartnered in establishing a Broker Dealer Firm from infancy to its completion. RBC CAPITAL MARKETS / CARLIN EQUITIES, LLC / NEW YORK, NY  Managing Director 2002  2008Achieved and propelled phenomenal growth and Profitability for Carlins Equity TradingManaged Proprietary Trading/Market Making Department and all aspects of equity tradingImplemented Risk Management Procedures and controlsStreamlined all Trading Services from execution to reconciliation.Hired and developed top trading talentAM CAPITAL / NEW YORK, NY  Vice President of Equity/Market Making/Agency Trading 1999  2002Used superior networking abilities to enhance broker/dealer development, business and public relations.Planned, positioned and stimulated trading activities for OTC Market Making Department EARLY CAREERJOSEPHTHAL / NEW YORK, NY ~ Vice President of Equity/ Market Making/Agency TradingGILFORD SECURITIES / NEW YORK, NY ~ Institutional Equities Sales TraderBEAR STEARNS /NEW YORK,NY ~ Municipal Bond and Equity Operations (Trouble Desk) Education ~ St. Raymonds High School Bronx, New York Some College ~ St. Johns University, Queens, New York