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Click here or scroll down to respond to this candidateCandidate's Name
Street Address Warwick Street
Brooklyn, NY Street Address
PHONE NUMBER AVAILABLE
EMAIL AVAILABLE
Summary of Qualifications
. Over 10 years of experience in the financial industry as an Operations
Specialist
. Brokerage Clerk/Customer Service: resolved customer and firm accounts,
billing problems
. Back Office Clerk: maintained and reported trade positions,
corrections, settlements and wire transfers
. Critical Thinking: able to use logic to solve various problems that
may occur
. Maintenance of the Securities Master File and setting up new accounts
. Experience with FX deals and derivatives
. Completion of Occupational Health and Safety Administration (OSHA)
training course
Consulting Experience
Baruch College New York, NY
Clerical (Internship) 12/2011-
03/2012
. Received and reconciled records for incoming and current students,
including transcripts and application submissions. Updated student
files within admissions digital database and hard-copy folders
. Research student course-work from the various universities, matching
and updating student records in database
. Ensured all student records and transcripts were accurately reflected
in the university's admissions department database
Deutsche Bank New York, NY
Senior Operations Specialist 05/2006-
03/2008
. Reconciled listed trades, prop trades and OTC Options trades with The
OCC
. Handled funding for the firm and maintained market requirements
. Processed all daily trades through the Ransys (R&N) trading system
. Trained and supervised employees on OCC procedures including
expiration weekend and P&S
. Informed clients and staff on contract adjustments, assignments and
exercises
Nomura Securities New York, NY
Senior Operations Specialist 03/2005-
05/2006
. Reconciled listed trades, prop trades, OTC and callable notes options
trades
. Processed trades, including expiration weekend and P&S
. Used Encore for OCC billing and reconciled all receivables and
payables brokerage bills
. Used NTAPS and Excel for booking closing marks for CMTA trades
Barclays Capital Inc. New York, NY
Billing Clerk/Operations Clerk 10/2003-
07/2004
. Processed firm brokerage for all exchanges
. Reconciled all receivables and payables/brokerage bills
. Proficient with Sungard and Xtas for trade processing
Credit Lyonnais Securities (USA) Inc. New
York, NY
Senior Operations Specialist 10/2001-
10/2002
. Informed clients and staff on contract adjustments, assignments and
exercises
. Maintained the Securities Master File for futures and options trades
. Processed trades, corrections, and also Swap and Repo deals using Pam
& Bloomberg
. Setup new accounts for clients
. Handled wire transfers, securities settlements, brokerage bills and
collections
Education
Long Island University, Brooklyn Campus Brooklyn, NY
Studied Courses in Psychology and Computer Science 1
Semester completed
The HOPE Program Brooklyn, NY
. Career Advancement 10/2011-
06/2012
. Course in Customer Service
. Business Communication
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