DEPARTMENT RESPONSIBILITIES: The Internal Audit function is responsible for independent, objective assurance, and consulting activity designed to improve operations by evaluating and improving the effectiveness of risk management, control, and governance processes. Also includes special and strategic business reviews. Specializes in reviewing the organization's IT, financial and operational processes to ensure compliance and best practices. ROLE RESPONSIBILITIES: Key Responsibilities include: Conduct the examination and evaluation of the Firm information technology infrastructure, applications, data use and management, policies, procedures and operational processes against recognized standards or established policies. Cultivate a deep knowledge of IT Audit programs, industry trends, and regulatory expectations. Coordinate audit vendors requests by not only communicating with our colleagues but also taking the initiative by helping colleagues on items they don't have time to give immediate attention to. Create regulatory track records. Work with IT to manage vendor fee in the lower end of budget by closely monitoring the hours actual to budget. JOB REQUIREMENTS: The ability to operate basic computer functions is essential. Extensive knowledge of the business policies, procedures and operation of the company. Excellent interpersonal skills, strong communication skills (both written and oral) and presentation skills that help facilitate interactions with business partners. TYPICAL YEARS OF EXPERIENCE: Over 3 years of experience in IT audit services. REQUIRED LICENSES: CISA BENEFICIAL LICENSES and Qualifications: Series 7 is a plus EDUCATION: Bachelor degree